federal register

SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities

SEC Press Releases 88 69 1217

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SEC Adopts JOBS Act Inflation Adjustments

SEC Press Releases 56 74 4204

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

SEC Press Releases 26 61 2003

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SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

SEC Press Releases 85 22 4750

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

SEC Press Releases 72 82 4306

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