federal register

SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities

SEC Press Releases 30 62 4912

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SEC Adopts JOBS Act Inflation Adjustments

SEC Press Releases 31 95 3654

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

SEC Press Releases 22 21 4562

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SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

SEC Press Releases 38 29 3280

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

SEC Press Releases 42 70 1732

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