federal register

SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities

SEC Press Releases 43 35 4526

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SEC Adopts JOBS Act Inflation Adjustments

SEC Press Releases 50 85 2889

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

SEC Press Releases 66 64 2117

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SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

SEC Press Releases 94 29 4005

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

SEC Press Releases 47 33 4611

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