federal register

SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities

SEC Press Releases 60 49 2676

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SEC Adopts JOBS Act Inflation Adjustments

SEC Press Releases 71 34 3463

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

SEC Press Releases 38 96 2541

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SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

SEC Press Releases 62 80 4219

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

SEC Press Releases 22 96 3765

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