federal register

SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities

SEC Press Releases 54 77 2614

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SEC Adopts JOBS Act Inflation Adjustments

SEC Press Releases 72 52 4131

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

SEC Press Releases 98 38 2058

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SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

SEC Press Releases 60 22 3839

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

SEC Press Releases 94 30 1868

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