federal register

SEC Adopts Rule Amendments to Modernize How Broker-Dealers Preserve Electronic Records and Enhance the Electronic Recordkeeping Requirements for Security-Based Swap Entities

SEC Press Releases 22 99 3694

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SEC Adopts JOBS Act Inflation Adjustments

SEC Press Releases 82 50 1617

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SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips

SEC Press Releases 47 86 3089

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SEC Re-Proposes Amendments to Exemption From National Securities Association Membership

SEC Press Releases 40 56 1957

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SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

SEC Press Releases 25 79 4579

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