Old names:
Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
HARTNETT ROBERT B | 0001237965 | Sep-15-2005 | director |
PONS ROBERT M | 0001274520 | Dec-20-2004 | director, 10 percent owner, officer: Chief Executive Officer |
WENHOLD TIMOTHY G | 0001283780 | Dec-20-2004 | director, 10 percent owner, officer: Chief Operating Officer & EVP |
Melchiorre Paul L | 0001307982 | Nov-01-2004 | director |
KEELER PAUL J | 0001244379 | Oct-30-2004 | director |
Goode John E | 0001308682 | Oct-30-2004 | director |
PERRY L SCOTT | 0001172253 | Aug-01-2004 | director |
TALMADGE CATHERINE CASSEL | 0001208840 | Aug-01-2004 | director |
WOOD CHARLES | 0001208841 | Aug-01-2004 | director |
VITAL LEN VON | 0001286707 | Apr-09-2004 | officer: Chief Financial Officer |
CRESTVIEW CAPITAL MASTER LLC | 0001303225 | Feb-27-2004 | 10 percent owner |
Headwaters Holdings, LLC | 0001306652 | Feb-27-2004 | 10 percent owner |
VESTCAP INTERNATIONAL MANAGEMENT LTD | 0000945115 | Feb-13-2004 | 10 percent owner |
CASTLERIGG MASTER INVESTMENTS LTD | 0001084328 | Feb-13-2004 | 10 percent owner |
KARFUNKEL GEORGE | 0001085765 | Feb-13-2004 | 10 percent owner |
KARFUNKEL MICHAEL | 0001085766 | Feb-13-2004 | 10 percent owner |
SANDELL ASSET MANAGEMENT CORP | 0001140474 | Feb-13-2004 | 10 percent owner |
LADDCAP VALUE PARTNERS LP | 0001229849 | Feb-13-2004 | 10 percent owner |
LADDCAP VALUE ASSOCIATES LLC | 0001266150 | Feb-13-2004 | 10 percent owner |
LADD ROBERT | 0001266152 | Feb-13-2004 | 10 percent owner |
TECCAPITAL LTD | 0001123328 | Nov-11-2003 | 10 percent owner |
KIMBERLIN KEVIN | 0000904841 | Jun-13-2003 | 10 percent owner |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by Uphonia,Inc.
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
REVOKED | Document | Acc-no: 9999999997-13-015145 (34 Act) Size: 41 KB | Oct-01-2013 | 131125058 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001013594-08-000092 (34 Act) Size: 130 KB |
Feb-14-2008 | 08611446 |
8-K | Document | Current report filing Acc-no: 0001144204-07-022987 (34 Act) Size: 24 KB |
May-07-2007 | 07822829 |
8-K/A | Document | Amendment to Current report filing Acc-no: 0001144204-07-022985 (34 Act) Size: 24 KB |
May-07-2007 | 07822826 |
8-K | Document | Current report filing Acc-no: 0001137439-07-000134 (34 Act) Size: 4 KB |
Apr-20-2007 | 07777951 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000919574-07-001318 (34 Act) Size: 19 KB |
Feb-14-2007 | 07619244 |
8-K | Document | Current report filing Acc-no: 0001308012-06-000104 (34 Act) Size: 5 KB |
Jun-09-2006 | 06897827 |
RW | Document | Registration Withdrawal Request Acc-no: 0001137439-06-000204 (NE Act) Size: 3 KB |
Jun-09-2006 | 06897171 |
8-K | Document | Current report filing Acc-no: 0001144204-06-018534 (34 Act) Size: 33 KB |
May-05-2006 | 06810020 |
CORRESP | Document | A correspondence can be sent as a document with another submission type or can be sent as a separate submission. Acc-no: 0001144204-06-014894 ( Act) Size: 3 KB |
Apr-12-2006 | |
8-K/A | Document | Amendment to Current report filing Acc-no: 0001144204-06-014892 (34 Act) Size: 8 KB |
Apr-12-2006 | 06755581 |
UPLOAD | Document | Acc-no: 0000000000-06-017185 ( Act) Size: 4 KB | Apr-12-2006 | |
NT 10-K | Document | Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT Acc-no: 0001144204-06-011958 (34 Act) Size: 10 KB |
Mar-28-2006 | 06715918 |
8-K | Document | Current report filing Acc-no: 0001144204-06-011953 (34 Act) Size: 12 KB |
Mar-28-2006 | 06715898 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000919574-06-001403 (34 Act) Size: 19 KB |
Feb-15-2006 | 06619169 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000919574-06-001335 (34 Act) Size: 19 KB |
Feb-14-2006 | 06614565 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001193805-06-000290 (34 Act) Size: 19 KB |
Feb-07-2006 | 06586339 |
10QSB | Document | Acc-no: 0001144204-05-035579 (34 Act) Size: 116 KB | Nov-14-2005 | 051203244 |
DEFA14A | Document | Additional definitive proxy solicitation materials Acc-no: 0001144204-05-033858 (34 Act) Size: 1042 KB |
Nov-03-2005 | 051177682 |
3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0001307942-05-000074 ( Act) Size: 4 KB |
Oct-26-2005 |
Recent 20 filings. View all Uphonia,Inc. filings
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