Old names:
Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
Albright Jerry | 0001967323 | Mar-15-2023 | director |
Heinrichson Yvette M | 0001949492 | Oct-03-2022 | officer: Chief Financial Officer |
Staggs Joe David JR | 0001946414 | Sep-01-2022 | officer: PRESIDENT |
Pennington Marcus Edward | 0001864079 | Jun-30-2022 | director |
DICICCO WENDY F | 0001225165 | Feb-15-2022 | director |
Hatcher Robert K. | 0001911405 | Feb-15-2022 | director |
Dotter Laurie L. | 0001490732 | Feb-09-2022 | director |
BLACK WINSTON L III | 0001550168 | Dec-31-2021 | officer: Chief Executive Officer |
Fletcher Aaron G.L. | 0001789490 | Sep-03-2019 | director |
STEAD EDWARD B | 0001187788 | Jan-09-2015 | director |
Haga Christopher W | 0001619039 | Sep-06-2014 | director |
Baker Dana Blair | 0001619685 | Sep-06-2014 | director |
DOUBLE BLACK DIAMOND, L.P. | 0001056352 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
CARLSON CAPITAL L P | 0001056973 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
Asgard Investment Corp. | 0001404557 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
Carlson Clint Duane | 0001404625 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
Double Black Diamond Offshore Ltd | 0001404976 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
Black Diamond Offshore Ltd. | 0001452364 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
Asgard Investment Corp. II | 0001503915 | Sep-06-2013 | director, 10 percent owner, other: See Remarks |
Jacobson Charles M | 0001448206 | Sep-04-2012 | officer: Chief Financial Officer |
Pope James Brett | 0001462168 | May-14-2012 | director, officer: CEO |
Black Diamond Relative Value Offshore Ltd. | 0001449554 | Feb-28-2012 | 10 percent owner |
Weinberg Michael | 0001480140 | Nov-08-2010 | director |
Margolis Michael A | 0001497556 | Nov-08-2010 | director |
Burgon Paul | 0001480555 | Jan-04-2010 | officer: Interim CFO |
ACCEL-KKR CAPITAL PARTNERS III, LP | 0001446259 | Dec-02-2009 | 10 percent owner |
AKKR Fund III Management Company, LP | 0001474978 | Dec-02-2009 | 10 percent owner |
AKKR SPECIAL OPPORTUNITIES LLC | 0001478016 | Dec-02-2009 | 10 percent owner |
AKKR MANAGEMENT COMPANY, LLC | 0001474979 | Oct-26-2009 | 10 percent owner |
Kay Technology Corp, Inc. | 0001475726 | Oct-26-2009 | 10 percent owner |
Angel Mark A | 0001317336 | Jul-07-2009 | officer: SVP of Development & Strategy |
Isaacs Charles Hart | 0001403383 | Jul-07-2009 | officer: Chief Technology Officer |
Turano Daniel A | 0001409121 | Jul-07-2009 | officer: SVP Worldwide Field Operations |
FEICHTMANN WILLIAM | 0001276113 | May-18-2009 | officer: CAO, VP of Finance |
Wolf Chad Alan | 0001401231 | Jun-14-2007 | officer: eVergance Pres. & KANA VP |
Bruchey Marchai Burris | 0001401575 | Jun-14-2007 | officer: SVP Marketing |
Chotai Sham | 0001376254 | Jun-04-2007 | officer: SVP Engineering |
MILLS DIXIE L | 0001259293 | Sep-08-2006 | director |
BATT JERRY R | 0001259565 | Sep-08-2006 | director |
FIELDS MICHAEL S | 0001259777 | Sep-08-2006 | director, officer: CHIEF EXECUTIVE OFFICER |
SHANNAHAN MICHAEL J | 0001267674 | Sep-08-2006 | director |
Thompson John Melvin | 0001305810 | Sep-08-2006 | officer: EVP & CHIEF FINANCIAL OFFICER |
Vinella Stephanie | 0001306377 | Sep-08-2006 | director |
Nemelka John Fritzen | 0001341163 | Sep-08-2006 | director |
Clifford William Thaddeus | 0001346750 | Sep-08-2006 | director |
Rowe William Alexander | 0001374920 | Sep-05-2006 | officer: SENIOR VP - SALES & SERVICES |
Jones Jay Aaron | 0001375014 | Sep-05-2006 | officer: CHIEF ADMINISTRATIVE OFFICER |
BOSE WILLIAM A | 0001371743 | Aug-01-2006 | officer: VP, GEN. COUNSEL AND SECRETARY |
NightWatch Capital Management, LLC | 0001325442 | Sep-29-2005 | 10 percent owner |
Empire Capital Management, L.L.C. | 0001321711 | Jun-03-2005 | 10 percent owner |
Angst Tim | 0001299696 | Aug-03-2004 | officer: EVP of Worldwide Operations |
BERTELSEN MARK A | 0001196895 | Jun-07-2004 | director |
GALVIN THOMAS A | 0001217788 | Jun-07-2004 | director |
DOYLE THOMAS H | 0001199876 | May-04-2004 | officer: President and COO |
Philpot Michelle | 0001290083 | May-04-2004 | officer: Chief Financial Officer |
BAY CHUCK | 0001138388 | Dec-30-2003 | director, officer: Chief Executive Officer |
HUBBARD ALAN W | 0001251552 | Jul-18-2003 | officer: Vice President |
MAEDA CHRIS | 0001199878 | Jul-17-2003 | officer: Chief Technical Officer |
ZARRABIAN MASSOOD | 0001207744 | May-19-2003 | director |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by SWK Holdings Corp
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-005512 ( Act) Size: 4 KB |
Mar-05-2024 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001398344-24-003079 (34 Act) Size: 147 KB |
Feb-14-2024 | 24635976 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001058854-24-000005 (34 Act) Size: 40 KB |
Feb-13-2024 | 24631092 |
8-K | Document | Current report filing Acc-no: 0001552781-24-000031 (34 Act) Size: 238 KB |
Feb-05-2024 | 24596931 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-000482 ( Act) Size: 4 KB |
Jan-04-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-000481 ( Act) Size: 4 KB |
Jan-04-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-000480 ( Act) Size: 4 KB |
Jan-04-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-000479 ( Act) Size: 6 KB |
Jan-04-2024 | |
8-K | Document | Current report filing Acc-no: 0001552781-23-000441 (34 Act) Size: 396 KB |
Nov-09-2023 | 231390073 |
10-Q | Document | Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001552781-23-000439 (34 Act) Size: 5018 KB |
Nov-08-2023 | 231387812 |
8-K | Document | Current report filing Acc-no: 0001552781-23-000401 (34 Act) Size: 1168 KB |
Oct-13-2023 | 231323948 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-23-018813 ( Act) Size: 6 KB |
Oct-03-2023 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-23-018812 ( Act) Size: 4 KB |
Oct-03-2023 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-23-018811 ( Act) Size: 4 KB |
Oct-03-2023 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001062993-23-018810 ( Act) Size: 4 KB |
Oct-03-2023 | |
8-A12B | Document | Form for the registration / listing of a class of securities on a national securities exchange pursuant to section 12(b) Acc-no: 0001552781-23-000398 (34 Act) Size: 21 KB |
Oct-03-2023 | 231303623 |
8-K | Document | Current report filing Acc-no: 0001552781-23-000397 (34 Act) Size: 1001 KB |
Oct-03-2023 | 231303498 |
CERT | Document | Acc-no: 0001354457-23-000719 (34 Act) Size: 274 KB | Oct-03-2023 | 231302976 |
424B4 | Document | Prospectus filed pursuant to Rule 424(b)(4) Acc-no: 0001552781-23-000394 (33 Act) Size: 439 KB |
Sep-29-2023 | 231296718 |
EFFECT | Document | Acc-no: 9999999995-23-002822 (33 Act) Size: 1 KB | Sep-28-2023 | 231291637 |
Recent 20 filings. View all SWK Holdings Corp filings
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