SWK Holdings Corp (CIK: 0001089907) EDGAR, Information, Filings... CompaniesBIO.Com

SWK Holdings Corp

Mailing address
14755 PRESTON ROAD, SUITE 105, DALLAS, Delaware, 75254
Phone
(972) 687-7250
State location
Texas
State of incorporation
Delaware
Fiscal year end
December 31
SIC
6159 - (CF Office: Office of Finance) MISCELLANEOUS BUSINESS CREDIT INSTITUTION
Filings
N/A

SWK Holdings Corp (CIK: 0001089907) is an American company incorporated in the state of Texas. Head office is located at 14755 PRESTON ROAD, SUITE 105, DALLAS, Texas, 75254. Work in the industry 6159 - (CF Office: Office of Finance) MISCELLANEOUS BUSINESS CREDIT INSTITUTION. SWK Holdings Corp is a public company and trade via Over-The-Counter (OTC).

Old names:

KANA SOFTWARE INC from 2001-29-Nov to 2009-29-Dec
KANA COMMUNICATIONS INC from 1999-04-Oct to 2001-10-Apr

Owner	Filings	Transaction Date	Type of Owner
Albright Jerry	0001967323	Mar-15-2023	director
Heinrichson Yvette M	0001949492	Oct-03-2022	officer: Chief Financial Officer
Staggs Joe David JR	0001946414	Sep-01-2022	officer: PRESIDENT
Pennington Marcus Edward	0001864079	Jun-30-2022	director
DICICCO WENDY F	0001225165	Feb-15-2022	director
Hatcher Robert K.	0001911405	Feb-15-2022	director
Dotter Laurie L.	0001490732	Feb-09-2022	director
BLACK WINSTON L III	0001550168	Dec-31-2021	officer: Chief Executive Officer
Fletcher Aaron G.L.	0001789490	Sep-03-2019	director
STEAD EDWARD B	0001187788	Jan-09-2015	director
Haga Christopher W	0001619039	Sep-06-2014	director
Baker Dana Blair	0001619685	Sep-06-2014	director
DOUBLE BLACK DIAMOND, L.P.	0001056352	Sep-06-2013	director, 10 percent owner, other: See Remarks
CARLSON CAPITAL L P	0001056973	Sep-06-2013	director, 10 percent owner, other: See Remarks
Asgard Investment Corp.	0001404557	Sep-06-2013	director, 10 percent owner, other: See Remarks
Carlson Clint Duane	0001404625	Sep-06-2013	director, 10 percent owner, other: See Remarks
Double Black Diamond Offshore Ltd	0001404976	Sep-06-2013	director, 10 percent owner, other: See Remarks
Black Diamond Offshore Ltd.	0001452364	Sep-06-2013	director, 10 percent owner, other: See Remarks
Asgard Investment Corp. II	0001503915	Sep-06-2013	director, 10 percent owner, other: See Remarks
Jacobson Charles M	0001448206	Sep-04-2012	officer: Chief Financial Officer
Pope James Brett	0001462168	May-14-2012	director, officer: CEO
Black Diamond Relative Value Offshore Ltd.	0001449554	Feb-28-2012	10 percent owner
Weinberg Michael	0001480140	Nov-08-2010	director
Margolis Michael A	0001497556	Nov-08-2010	director
Burgon Paul	0001480555	Jan-04-2010	officer: Interim CFO
ACCEL-KKR CAPITAL PARTNERS III, LP	0001446259	Dec-02-2009	10 percent owner
AKKR Fund III Management Company, LP	0001474978	Dec-02-2009	10 percent owner
AKKR SPECIAL OPPORTUNITIES LLC	0001478016	Dec-02-2009	10 percent owner
AKKR MANAGEMENT COMPANY, LLC	0001474979	Oct-26-2009	10 percent owner
Kay Technology Corp, Inc.	0001475726	Oct-26-2009	10 percent owner
Angel Mark A	0001317336	Jul-07-2009	officer: SVP of Development & Strategy
Isaacs Charles Hart	0001403383	Jul-07-2009	officer: Chief Technology Officer
Turano Daniel A	0001409121	Jul-07-2009	officer: SVP Worldwide Field Operations
FEICHTMANN WILLIAM	0001276113	May-18-2009	officer: CAO, VP of Finance
Wolf Chad Alan	0001401231	Jun-14-2007	officer: eVergance Pres. & KANA VP
Bruchey Marchai Burris	0001401575	Jun-14-2007	officer: SVP Marketing
Chotai Sham	0001376254	Jun-04-2007	officer: SVP Engineering
MILLS DIXIE L	0001259293	Sep-08-2006	director
BATT JERRY R	0001259565	Sep-08-2006	director
FIELDS MICHAEL S	0001259777	Sep-08-2006	director, officer: CHIEF EXECUTIVE OFFICER
SHANNAHAN MICHAEL J	0001267674	Sep-08-2006	director
Thompson John Melvin	0001305810	Sep-08-2006	officer: EVP & CHIEF FINANCIAL OFFICER
Vinella Stephanie	0001306377	Sep-08-2006	director
Nemelka John Fritzen	0001341163	Sep-08-2006	director
Clifford William Thaddeus	0001346750	Sep-08-2006	director
Rowe William Alexander	0001374920	Sep-05-2006	officer: SENIOR VP - SALES & SERVICES
Jones Jay Aaron	0001375014	Sep-05-2006	officer: CHIEF ADMINISTRATIVE OFFICER
BOSE WILLIAM A	0001371743	Aug-01-2006	officer: VP, GEN. COUNSEL AND SECRETARY
NightWatch Capital Management, LLC	0001325442	Sep-29-2005	10 percent owner
Empire Capital Management, L.L.C.	0001321711	Jun-03-2005	10 percent owner
Angst Tim	0001299696	Aug-03-2004	officer: EVP of Worldwide Operations
BERTELSEN MARK A	0001196895	Jun-07-2004	director
GALVIN THOMAS A	0001217788	Jun-07-2004	director
DOYLE THOMAS H	0001199876	May-04-2004	officer: President and COO
Philpot Michelle	0001290083	May-04-2004	officer: Chief Financial Officer
BAY CHUCK	0001138388	Dec-30-2003	director, officer: Chief Executive Officer
HUBBARD ALAN W	0001251552	Jul-18-2003	officer: Vice President
MAEDA CHRIS	0001199878	Jul-17-2003	officer: Chief Technical Officer
ZARRABIAN MASSOOD	0001207744	May-19-2003	director

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by SWK Holdings Corp

Filings	Format	Description	Filed/Effective	File/Film Number
8-K	Document	Current report filing Acc-no: 0001552781-24-000405 (34 Act) Size: 282 KB	Jul-19-2024	001-39184 241128365
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-013549 ( Act) Size: 4 KB	Jul-08-2024
3	Document	Initial statement of beneficial ownership of securities Acc-no: 0001062993-24-013548 ( Act) Size: 3 KB	Jul-08-2024
8-K	Document	Current report filing Acc-no: 0001552781-24-000394 (34 Act) Size: 259 KB	Jul-08-2024	001-39184 241104706
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-013247 ( Act) Size: 4 KB	Jul-01-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-013246 ( Act) Size: 4 KB	Jul-01-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-013245 ( Act) Size: 4 KB	Jul-01-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-013244 ( Act) Size: 6 KB	Jul-01-2024
8-K	Document	Current report filing Acc-no: 0001552781-24-000381 (34 Act) Size: 245 KB	Jun-17-2024	001-39184 241048130
8-K	Document	Current report filing Acc-no: 0001552781-24-000357 (34 Act) Size: 6036 KB	May-20-2024	001-39184 24965508
8-K	Document	Current report filing Acc-no: 0001552781-24-000344 (34 Act) Size: 379 KB	May-15-2024	001-39184 24950505
10-Q	Document	Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001552781-24-000343 (34 Act) Size: 5311 KB	May-15-2024	001-39184 24948952
ARS	Document	Annual report to security holders Acc-no: 0001552781-24-000249 (34 Act) Size: 884 KB	Apr-26-2024	001-39184 24884022
DEFA14A	Document	Additional definitive proxy solicitation materials Acc-no: 0001552781-24-000248 (34 Act) Size: 792 KB	Apr-26-2024	001-39184 24884003
DEF 14A	Document	Definitive proxy statements Acc-no: 0001552781-24-000247 (34 Act) Size: 3247 KB	Apr-26-2024	001-39184 24883978
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-008020 ( Act) Size: 4 KB	Apr-03-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-008015 ( Act) Size: 4 KB	Apr-03-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-008014 ( Act) Size: 4 KB	Apr-03-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001062993-24-008013 ( Act) Size: 6 KB	Apr-03-2024
8-K	Document	Current report filing Acc-no: 0001552781-24-000172 (34 Act) Size: 6056 KB	Mar-22-2024	001-39184 24774892

Recent 20 filings. View all SWK Holdings Corp filings

Overall rating 5.0

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Aug 22, 2022

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Aug 22, 2022

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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.