LE

LEGG MASON, INC.

  • CIK: 0000704051
  • EIN:
  • Business address: 100 INTERNATIONAL DRIVE, BALTIMORE, Maryland, 21202

Information

  • Mailing address
    100 INTERNATIONAL DRIVE, BALTIMORE, Maryland, 21202
  • Phone
    4105390000
  • State location
    Maryland
  • State of incorporation
    Maryland
  • Fiscal year end
    March 31
  • SIC
    6282 - (CF Office: Office of Finance) INVESTMENT ADVICE
  • Filings
    N/A

About LEGG MASON, INC.

LEGG MASON, INC. (CIK: 0000704051) is an American company incorporated in the state of Maryland. Head office is located at 100 INTERNATIONAL DRIVE, BALTIMORE, Maryland, 21202. Work in the industry 6282 - (CF Office: Office of Finance) INVESTMENT ADVICE. LEGG MASON, INC. is a public company and trade via Over-The-Counter (OTC).

Old names:

  • LEGG MASON INC from 1994-14-Feb to 2011-01-Jun

Ownership

Owner Filings Transaction Date Type of Owner
Hooley Stephen C 0001463574 Jul-30-2019 director
GARDEN EDWARD P 0001257864 May-20-2019 director
Quirk Alison A. 0001485499 Nov-28-2017 director
GOLDBERG MICHELLE J 0001650305 Nov-28-2017 director
Chiu Robert 0001695853 Jul-25-2017 director
Kenney John 0001670369 Jun-01-2017 officer: Executive Vice President
Lattin Patricia 0001679163 Jun-01-2017 officer: Executive Vice President
Cashman Frances 0001708289 Jun-01-2017 officer: Executive Vice President
SHANDA ASSET MANAGEMENT HOLDINGS Ltd 0001622346 Aug-02-2016 10 percent owner
Shanda Media LTD 0001318400 Jun-22-2016 10 percent owner
Premium Lead Co Ltd. 0001633666 Jun-22-2016 10 percent owner
Shanda Technology Overseas Capital Co. 0001633667 Jun-22-2016 10 percent owner
Shanda Payment Investment Ltd 0001672562 Jun-22-2016 10 percent owner
Chen Tian Qiao 0001677229 Jun-22-2016 10 percent owner
Trian Partners Strategic Investment Fund-A General Partner, LLC 0001507558 Apr-11-2016 other: Former 10% Owner
Trian Partners Parallel Fund I, L.P. 0001345007 Aug-05-2015 10 percent owner
Trian Partners General Partner, LLC 0001345464 Aug-05-2015 10 percent owner
Trian Partners, L.P. 0001345465 Aug-05-2015 10 percent owner
Trian Partners Master Fund, L.P. 0001345466 Aug-05-2015 10 percent owner
Trian Partners Parallel Fund I General Partner, LLC 0001345469 Aug-05-2015 10 percent owner
Trian Fund Management GP, LLC 0001345472 Aug-05-2015 10 percent owner
Trian Partners Strategic Investment Fund, L.P. 0001484676 Aug-05-2015 10 percent owner
Trian Partners Strategic Investment Fund General Partner, LLC 0001498042 Aug-05-2015 10 percent owner
Trian Partners (ERISA) General Partner, LLC 0001507250 Aug-05-2015 10 percent owner
Trian Partners Master Fund (ERISA), L.P. 0001507254 Aug-05-2015 10 percent owner
Trian Partners Strategic Investment Fund-A, L.P. 0001507560 Aug-05-2015 10 percent owner
Trian Partners Strategic Co-Investment Fund-A GP, L.P. 0001544232 Aug-05-2015 10 percent owner
Schliessler Ursula 0001638183 Apr-01-2015 officer: CAO
DAVIDSON CAROL ANTHONY 0001277489 Apr-29-2014 director
Hoops Thomas K 0001595877 Jan-06-2014 officer: Executive Vice President
MYERS JOHN H 0001188286 Jun-05-2013 director
Murphy John V 0001399044 Jun-05-2013 director
Kass Dennis M. 0001565573 Apr-01-2013 director
Merchant Thomas C 0001573664 Apr-01-2013 officer: General Counsel
Murphy Jennifer 0001573685 Apr-01-2013 officer: Chief Administrative Officer
Johnson Terence 0001573686 Apr-01-2013 officer: Head, Global Distribution
Nachtwey Peter 0001510019 Jan-10-2011 officer: Chief Financial Officer
Lemke Thomas P 0001508454 Dec-20-2010 officer: General Counsel
Murphy Terrence 0001338258 Jul-07-2010 officer: Chief Financial Officer
CAHILL JOHN T 0001197000 Feb-19-2010 director
PELTZ NELSON 0000928265 Oct-27-2009 director
Trian Fund Management, L.P. 0001345471 Oct-27-2009 other: less than 10% owner
Huff Barry W. 0001466500 Jun-09-2009 director
Nattans Jeffrey A 0001459765 Mar-16-2009 officer: Sr. Vice President
ODENATH DAVID R 0001246163 Sep-22-2008 officer: Sr. Executive Vice President
NUTTALL SCOTT C 0001207606 Feb-28-2008 director
Dewhurst Ronald R 0001427749 Feb-11-2008 officer: Senior Managing Director
Abbaei Mike 0001408175 Jul-19-2007 officer: Executive Vice President
ANGELICA ROBERT E 0001391850 Feb-26-2007 director
HIRSCHMANN JAMES W III 0001252217 May-01-2006 officer: President
REED W ALLEN 0001185919 Apr-18-2006 director
GORDON CHERYL G 0001243475 Jan-31-2006 director
EVEN MICHAEL 0001240524 Dec-01-2005 officer: Senior Vice President
RICHARDSON MARGARET MILNER 0001268589 Nov-01-2003 director
CHOWDHURY DEEPAK 0001265686 Sep-22-2003 officer: Head of Wealth Managers
UKROP JAMES E 0001186488 Jul-22-2003 director
BERESFORD DENNIS R 0001199631 Jul-22-2003 director
BILDT CARL 0001206659 Jul-22-2003 director
SCHMOKE KURT L 0001206671 Jul-22-2003 director
ST GEORGE NICHOLAS J 0001206672 Jul-22-2003 director
SPECTOR ELISABETH N 0001242173 Jul-22-2003 officer: Senior Vice President
OBRIEN EDWARD I 0001206667 Jul-10-2003 director
BILSON F BARRY 0001245151 Jul-10-2003 officer: Senior Vice President
KOERNER JOHN E III 0001206664 Jun-24-2003 director
FORD HARRY M JR 0001206662 Jun-10-2003 director
BRINKLEY JAMES W 0001206660 May-28-2003 officer: Sr. Executive Vice President
OMALLEY PETER F 0001181275 May-19-2003 director
FETTING MARK R 0001193491 May-15-2003 officer: Executive Vice President
BAIN PETER L 0001206658 May-15-2003 officer: Executive Vice-President
HIMELFARB RICHARD J 0001206663 May-15-2003 director, officer: Sr. Executive Vice President
MULROY THOMAS P 0001206666 May-15-2003 officer: Senior Vice President
SABELHAUS ROBERT G 0001206669 May-15-2003 officer: Executive Vice President
SCHEVE TIMOTHY C 0001206670 May-15-2003 officer: Sr. Executive Vice President
TABER EDWARD A III 0001206674 May-15-2003 officer: Sr. Executive Vice President
SULLIVAN JOSEPH A 0001206673 May-12-2003 officer: Senior Vice President
MASON RAYMOND A 0001206665 May-09-2003 director, officer: Chairman, President & CEO
DALEY CHARLES J JR 0001206661 May-08-2003 officer: Sr. Vice President & Treasurer
PRICE ROBERT F 0001206668 May-08-2003 officer: Senior Vice President
SCHIPKE ROGER W 0001212111 Mar-31-2003 director
ADAMS HAROLD L 0001195577 Jul-06-1999 director

Stock Chart

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Jobs

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Recent SEC Filings

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by LEGG MASON, INC.

Filings Format Description Filed/Effective File/Film Number
4 Document

Statement of changes in beneficial ownership of securities

Acc-no: 0000914851-21-000074 (34 Act) Size: 5 KB		 Aug-05-2021

811-23408

211147084
11-K Document

Annual report of employee stock purchase, savings and similar plans

Acc-no: 0000704051-21-000008 (34 Act) Size: 718 KB		 Jun-28-2021

001-08529

211054677
11-K Document

Annual report of employee stock purchase, savings and similar plans

Acc-no: 0000704051-21-000005 (34 Act) Size: 758 KB		 Jun-21-2021

001-08529

211032048
4 Document

Statement of changes in beneficial ownership of securities

Acc-no: 0000914851-21-000004 (34 Act) Size: 5 KB		 Feb-04-2021

811-23408

21592739
15-12B Document

Notice of termination of registration of a class of securities under Section 12(b)

Acc-no: 0000704051-20-000103 (34 Act) Size: 15 KB		 Aug-21-2020

001-08529

201121087
15-12B Document

Notice of termination of registration of a class of securities under Section 12(b)

Acc-no: 0000704051-20-000102 (34 Act) Size: 16 KB		 Aug-21-2020

001-08529

201120981
13F-HR Document

Initial Quarterly Form 13F Holdings report filed by institutional managers

Acc-no: 0001567619-20-015202 (34 Act) Size: 8 KB		 Aug-14-2020

028-01700

201101840
25 Document

Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange

Acc-no: 0001193125-20-215031 (34 Act) Size: 12 KB		 Aug-10-2020

001-08529

201090268
EFFECT Document Acc-no: 9999999995-20-002063 (33 Act) Size: 1 KB Aug-06-2020

333-34674

201083612
EFFECT Document Acc-no: 9999999995-20-002065 (33 Act) Size: 1 KB Aug-06-2020

333-67602

201083610
EFFECT Document Acc-no: 9999999995-20-002067 (33 Act) Size: 1 KB Aug-06-2020

333-91888

201083608
EFFECT Document Acc-no: 9999999995-20-002066 (33 Act) Size: 1 KB Aug-06-2020

333-68922

201083609
EFFECT Document Acc-no: 9999999995-20-002064 (33 Act) Size: 1 KB Aug-06-2020

333-44475

201083606
EFFECT Document Acc-no: 9999999995-20-002062 (33 Act) Size: 1 KB Aug-06-2020

333-33298

201083604
EFFECT Document Acc-no: 9999999995-20-002047 (33 Act) Size: 1 KB Aug-06-2020

333-123272

201083597
EFFECT Document Acc-no: 9999999995-20-002044 (33 Act) Size: 1 KB Aug-06-2020

333-00017

201083593
EFFECT Document Acc-no: 9999999995-20-002046 (33 Act) Size: 1 KB Aug-06-2020

333-100156

201083590
EFFECT Document Acc-no: 9999999995-20-002045 (33 Act) Size: 1 KB Aug-06-2020

333-00151

201083591
EFFECT Document Acc-no: 9999999995-20-002043 (33 Act) Size: 1 KB Aug-06-2020

033-62704

201083586
EFFECT Document Acc-no: 9999999995-20-002041 (33 Act) Size: 1 KB Aug-06-2020

033-54807

201083588

Recent 20 filings. View all LEGG MASON, INC. filings

Reviews

Overall rating 5.0

Aug 22, 2022

Catherine

Thanks I look forward to using the product to improve my skin tone

Aug 22, 2022

Jean Bishop

Very good communication and delivery made within the timeframe I was advised of

Aug 22, 2022

Ryan Storey

Huge help thank you for your help .. y'all make it so much easier

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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.

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