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All U.S. companies operating in (SIC code: 6282) INVESTMENT ADVICE
| Company Name | CIK | Address |
|---|---|---|
| Brookfield Asset Management Ltd. | 0001937926 | 181 BAY STREET, SUITE 300, TORONTO, A6, M5J 2T3 |
| Xiaotai International Investment Inc. | 0001758973 | ROOM 301,BLOCK 2,611 JIANGHONG ROAD, CHANGHE STREET, BINJIANG DISTRICT, HANGZHOU CITY, ZHEJIANG, China, 00000 |
| WU TOM | 0001066023 | 901 MARINERS ISLAND BLVD, 6TH FLOOR, SAN MATEO, California, 94404 |
| WISKEMANN R MARTIN | 0001039361 | C/O FRANKLIN RESOURCES INC, 901 MARINERS ISLAND BLVD 6TH FL, SAN MATEO, California, 94404 |
| WESTWOOD HOLDINGS GROUP INC | 0001165002 | 200 CRESCENT COURT, SUITE 1200, DALLAS, Texas, 75201 |
| WALL STREET STRATEGIES CORP | 0001106759 | 80 BROAD STREET, 31ST FLOOR, NEW YORK, New York, 10004 |
| VK AC HOLDINGS INC | 0000895127 | ONE PARKVIEW PLAZA, C/O VAN KAMPEN AM.CAPITAL, INC, OAKBROOK TERRACE, Illinois, 60181 |
| Vinci Partners Investments Ltd. | 0001826286 | AV. BARTOLOMEU MITRE, 336, LEBLON-RIO DE JANEIRO, Brazil, 22431-002 |
| Victory Capital Holdings, Inc. | 0001570827 | 4900 TIEDEMANN ROAD, 4TH FLOOR, BROOKLYN, Ohio, 44144 |
| VAN KAMPEN AMERICAN CAPITAL INC | 0000890843 | ONE PARKVIEW PLAZA, ATTN:RONALD DA NYBERG, ESQ, OAKBROOK TERRACE, Illinois, 60181 |
| VALUE LINE INC | 0000717720 | 551 FIFTH AVE., 3RD FLOOR, NEW YORK, New York, 10176-0001 |
| UNSI CORP | 0000810624 | 55 EAST 52ND ST, C/O FORSTMANN LEFF ASSOCIATES INC, NEW YORK, New York, 10055 |
| U S GLOBAL INVESTORS INC | 0000754811 | 7900 CALLAGHAN RD, SAN ANTONIO, Texas, 78229 |
| Turner Investments, Inc. | 0001411646 | 1205 WESTLAKES DRIVE, SUITE 100, BERWYN, Pennsylvania, 19312 |
| TPG Inc. | 0001880661 | 301 COMMERCE STREET, SUITE 3300, FORT WORTH, Texas, 76102 |
| Titanium Asset Management Corp | 0001407161 | 777 E. WISCONSIN AVENUE, MILWAUKEE, Wisconsin, 53202 |
| Teton Advisors, Inc. | 0001444874 | ONE CORPORATE CENTER, RYE, New York, 10580 |
| TEMPLETON ASSET MANAGEMENT LTD | 0001039348 | 7 TEMASEK BOULEVARD, #38-03 SUNTEC TOWER ONE, SINGAPORE, Singapore, 038987 |
| TAILWIND FINANCIAL INC. | 0001368879 | 181 BAY STREET, SUITE 4400, TORONTO, A6, M5J 2T3 |
| StepStone Group Inc. | 0001796022 | 450 LEXINGTON AVENUE, 31ST FLOOR, NEW YORK, New York, 10017 |
| Skajaquoda Group inc. | 0001520321 | 1001 SOCIETY DRIVE, CLAYMONT, Delaware, 19703 |
| SIMPSON MURRAY | 0001066021 | |
| Silvercrest Asset Management Group Inc. | 0001549966 | 1330 AVENUE OF THE AMERICAS, 38TH FLOOR, NEW YORK, New York, 10019 |
| SAN VICENTE GROUP INC | 0001110128 | 11601 WILSHIRE BLVD STE 2250, LOS ANGELES, California, 90025 |
| ROSENBERG BRUCE S | 0001123604 | |
| Pzena Investment Management, Inc. | 0001399249 | 320 PARK AVENUE, 8TH FLOOR, NEW YORK, New York, 10022 |
| PUYI, INC. | 0001750264 | 42F, PEARL RIVER TOWER NO. 15, ZHUJIANG, WEST ROAD, ZHUJIANG NEW TOWN, GUANGZHOU, GUANGDONG PROVINCE, China, 510623 |
| Puhui Wealth Investment Management Co., Ltd. | 0001729089 | ROOM 801, 802, 8TH FL, W1 OFFICE BLDG, ORIENTAL COMMERCE TOWER NO.1 CHANG AN ST, DONG CHENG DISTRICT, BEIJING, China, 100006 |
| PROFICIENT ALPHA ACQUISITION CORP | 0001764711 | 40 WALL STREET, 29TH FLOOR, NEW YORK, New York, 10005 |
| PREMIER WEALTH MANAGEMENT, INC. | 0001226944 | 518 OAK STREET 2, GLENDALE, California, 91204 |
| PMC INTERNATIONAL INC | 0000765815 | 555 17TH ST 14TH FL, DENVER, Colorado, 80202 |
| PJT Partners Inc. | 0001626115 | 280 PARK AVENUE, 16TH FLOOR, NEW YORK, New York, 10017 |
| Patria Investments Ltd | 0001825570 | 18 FORUM LANE - CAMANA BAY, 3RD FLOOR, PO BOX 1111, GRAND CAYMAN, Cayman Islands, KY1 1102 |
| P10, Inc. | 0001841968 | 4514 COLE AVENUE, SUITE 1600, DALLAS, Texas, 75205 |
| Sculptor Capital Management, Inc. | 0001403256 | 9 WEST 57TH STREET FL 39, NEW YORK, New York, 10019 |
| Oaktree Capital Group, LLC | 0001403528 | 333 SOUTH GRAND AVENUE, 28TH FLOOR, LOS ANGELES, California, 90071 |
| NUVEEN INVESTMENTS, INC | 0000885708 | 333 W WACKER DR, CHICAGO, Illinois, 60606 |
| Noah Holdings Ltd | 0001499543 | NO. 1687 CHANGYANG ROAD, CHANGYANG VALLEY, BUILDING 2, SHANGHAI, China, 200090 |
| NEW ENGLAND INVESTMENT COMPANIES L P /MA/ | 0000756959 | 399 BOYLSTON STREET, BOSTON, Massachusetts, 02116 |
| NVEST LP | 0000812488 | 399 BOYLSTON ST, BOSTON, Massachusetts, 02116 |
| NEUBERGER BERMAN INC | 0001068144 | 605 THIRD AVE, NEW YORK, New York, 10158 |
| Wright Investors Service Holdings, Inc. | 0001279715 | 118 NORTH BEDFORD ROAD, SUITE 100, MT KISCO, New York, 10549 |
| Morningstar, Inc. | 0001289419 | 22 WEST WASHINGTON STREET, CHICAGO, Illinois, 60602 |
| MONITREND INVESTMENT MANAGEMENT INC | 0000811614 | 1299 OCEAN AVENUE, SUITE 210, SANTA MONICA, California, 90401 |
| MONASTERIO KIMBERLY | 0001106054 | 1810 GATEWAY DRIVE, SAN MATEO, California, 94404 |
| MOLUMPHY CHRIS | 0001039346 | C/O FRANKLIN RESOURCES INC, 901 MARINERS ISLAND BLVD 6TH FL, SAN MATEO, California, 94404 |
| Moelis & Co | 0001596967 | 399 PARK AVENUE, 5TH FLOOR, NEW YORK, New York, 10022 |
| MOBIUS J MARK | 0001039345 | C/O TEMPLETON ASSET MANANGEMENT LTD, 20 RAFFLES PL #10 03 OCEANS TOWER, SINGAPORE 0104 |
| MILLSAPS FRED R | 0001039344 | 2665 NORTHEAST 37TH DR, FT LAUDERDALE, Florida, 33308 |
| MEDLEY MANAGEMENT INC. | 0001611110 | 100 PARK AVE, NEW YORK, New York, 10017 |
| Medley LLC | 0001536577 | 280 PARK AVENUE, 6TH FLOOR EAST, NEW YORK, New York, 10017 |
| MCVEY EDWARD V | 0001039343 | C/O FRANKLIN RESOURCES INC, 901 MARINERS ISLAND BLVD 6TH FL, SAN MATEO, California, 94404 |
| MCGOWAN GREGORY E | 0001039342 | 500 E BROWARD BLVD, 15TH FL, FT LAUDERDALE, Florida, 33394 |
| Manning & Napier, Inc. | 0001524223 | 290 WOODCLIFF DRIVE, FAIRPORT, New York, 14450 |
| MACKLIN GORDON S | 0001039341 | 8212 BURNING TREE RD, BETHESDA, Maryland, 20817 |
| MACKENZIE FINANCIAL CORP | 0000919859 | 180 QUEEN STREET WEST, TORONTO ONTARIO, A6, M5V 3K1 |
| LUFKIN CHAUNCEY F | 0001039340 | C/O FRANKLIN RESOURCES INC, 901 MARINERS ISLAND BLVD 6TH FL, SAN MATEO, California, 94404 |
| LIM DENNIS | 0001066024 | 901 MARINERS ISLAND BLVD, 6TH FLOOR, SAN MATEO, California, 94404 |
| LEGG MASON, INC. | 0000704051 | 100 INTERNATIONAL DRIVE, BALTIMORE, Maryland, 21202 |
| Lazard Ltd | 0001311370 | CLARENDON HOUSE, 2 CHURCH STREET, HAMILTON, Bermuda, HM II |
| Lazard Group LLC | 0001326141 | 30 ROCKEFELLER PLAZA, NEW YORK, New York, 10020 |
| KKR Group Partnership L.P. | 0001472698 | C/O KOHLBERG KRAVIS ROBERTS & CO. L.P., 30 HUDSON YARDS, NEW YORK, New York, 10001 |
| KKR & Co. Inc. | 0001404912 | 30 HUDSON YARDS, NEW YORK, New York, 10001 |
| KingsCrowd, Inc. | 0001744757 | 855 BOYLSTON STREET, SUITE 1000, BOSTON, Massachusetts, 02116 |
| KEYSTONE INVESTMENT MANAGEMENT CO | 0000907244 | 200 BERKELEY ST, BOSTON, Massachusetts, 02116 |
| KEYSTONE INVESTMENTS INC | 0000907243 | 200 BERKELEY ST, BOSTON, Massachusetts, 02116-5034 |
| KENNY THOMAS J | 0001066022 | |
| KB Global Holdings Ltd | 0001897525 | 206 SAINT ANDREW'S CT, BLUE BELL, Pennsylvania, 19422 |
| JANUS CAPITAL GROUP INC | 0001065865 | 151 DETROIT ST, DENVER, Colorado, 80206 |
| JAMIESON EDWARD B | 0001039359 | 111 NEW MONTGOMERY STREET, SUITE 402, SAN FRANCISCO, California, 94105 |
| INVESTORS FINANCIAL SERVICES CORP | 0000949589 | 200 CLARENDON ST, PO BOX 9130, BOSTON, Massachusetts, 02116 |
| Invesco Advisers, Inc. | 0000020430 | 1555 PEACHTREE STREET, NE, SUITE 1800, ATLANTA, Georgia, 30309 |
| INTREPID CAPITAL CORP | 0001072888 | 3652 SOUTH THIRD STREET, SUITE 200, JACKSONVILLE BEACH, Florida, 32250 |
| Institute for Wealth Holdings, Inc. | 0001715495 | 13455 NOEL ROAD, SUITE 100, DALLAS, Texas, 75240 |
| Interactive Data Holdings Corp | 0001498720 | 32 CROSBY DRIVE, BEDFORD, Massachusetts, 01730 |
| Hywin Holdings Ltd. | 0001785680 | F3, HYWIN FINANCIAL CENTRE, 8 YINCHENG MID. ROAD, PUDONG NEW DIST., SHANGHAI, China, 200120 |
| HOULIHAN LOKEY, INC. | 0001302215 | HOULIHAN LOKEY, INC., 10250 CONSTELLATION BLVD., 5TH FLOOR, LOS ANGELES, California, 90067 |
| HOLOWESKO MARK G | 0001039357 | 111 NEW MONTGOMERY STREET, SUITE 402, SAN FRANCISCO, California, 94105 |
| HINES ANDREW H JR | 0001039356 | 111 NEW MONTGOMERY STREET, SUITE 402, SAN FRANCISCO, California, 94105 |
| HIGHBURY FINANCIAL INC | 0001335249 | 999 EIGHTEENTH STREET, SUITE 3000, DENVER, Colorado, 80202 |
| HENNESSY ADVISORS INC | 0001145255 | 7250 REDWOOD BLVD., SUITE 200, NOVATO, California, 94945 |
| JANUS HENDERSON GROUP PLC | 0001274173 | 201 BISHOPSGATE, LONDON, United Kingdom, EC2M 3AE |
| Hamilton Lane INC | 0001433642 | 110 WASHINGTON STREET, SUITE 1300, CONSHOHOCKEN, Pennsylvania, 19428 |
| ZAIS Group Holdings, Inc. | 0001562214 | TWO BRIDGE AVENUE, SUITE 322, RED BANK, New Jersey, 07701-1106 |
| GUNDAKER/JORDAN AMERICAN HOLDINGS INC | 0000855663 | 27180 STATE HIGHWAY T, EXCELLO, Missouri, 65247 |
| Legion Capital Corp | 0001661166 | 301 E. PINE ST, SUITE 850, ORLANDO, Florida, 32801 |
| GREEN BARBARA J | 0001039353 | 111 NEW MONTGOMERY STREET, SUITE 402, SAN FRANCISCO, California, 94105 |
| GOSS DAVID P | 0001039352 | 111 NEW MONTGOMERY STREET, SUITE 402, SAN FRANCISCO, California, 94105 |
| GLOBAL DECISIONS GROUP LLC | 0001044272 | C/O MCCARTHY CRISANTI & MAFFEI, 1 CHASE MANHATTAN PLAZA, NEW YORK, New York, 10005 |
| GlassBridge Enterprises, Inc. | 0001014111 | 18 EAST 50TH STREET FL7TH, NEW YORK, New York, 10022 |
| Gladstone Companies, Inc. | 0001805586 | 1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, Virginia, 22102 |
| GCM Grosvenor Inc. | 0001819796 | 900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, Illinois, 60611 |
| GALBRAITH JOHN W | 0001039351 | 111 NEW MONTGOMERY STREET, SUITE 402, SAN FRANCISCO, California, 94105 |
| FRMO CORP | 0001042017 | 320 MANVILLE ROAD, PLEASANTVILLE, New York, 10570 |
| GLG Partners, Inc. | 0001365790 | 390 PARK AVENUE, 20TH FLOOR, NEW YORK, New York, 10022 |
| FRANKLIN RESOURCES INC | 0000038777 | ONE FRANKLIN PARKWAY, BUILDING 920/2, LEGAL-FRI SECRETARY, SAN MATEO, California, 94403 |
| FORTUNATO S JOSEPH | 0001039374 | 901 MARINERS ISLAND BLVD 6TH FLOOR, FRANLIN RESOURCES INC, SAN MATEO, California, 94404 |
| Fortress Investment Group LLC | 0001380393 | 1345 AVENUE OF THE AMERICAS, 46TH FLOOR, NEW YORK, New York, 10105 |
| FORESTER SAMUEL J JR | 0001039373 | 901 MARINERS ISLAND BLVD 6TH FLOOR, FRANLIN RESOURCES INC, SAN MATEO, California, 94404 |
| Focus Financial Partners Inc. | 0001651052 | 875 THIRD AVENUE, 28TH FLOOR, NEW YORK, New York, 10022 |
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