Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
JARRATT CHRISTOPHER L | 0001065231 | Sep-13-2004 | director, 10 percent owner, officer: Chairman and CEO |
THIRD CAPITAL PARTNERS LLC | 0001280416 | Sep-13-2004 | 10 percent owner |
FISCHER BARRY S | 0001262708 | Aug-27-2003 | officer: General Counsel / Secretary |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by JB OXFORD HOLDINGS INC
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
UPLOAD | Document | Acc-no: 0000000000-06-046749 ( Act) Size: 5 KB | Sep-27-2006 | |
UPLOAD | Document | Acc-no: 0000000000-06-046746 ( Act) Size: 8 KB | Sep-27-2006 | |
UPLOAD | Document | Acc-no: 0000000000-06-046702 ( Act) Size: 11 KB | Sep-27-2006 | |
UPLOAD | Document | Acc-no: 0000000000-06-046688 ( Act) Size: 24 KB | Sep-27-2006 | |
RW | Document | Registration Withdrawal Request Acc-no: 0001144204-06-001600 (NE Act) Size: 9 KB |
Jan-17-2006 | 06532332 |
SC 13D | Document | Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0000950123-06-000288 (34 Act) Size: 27 KB |
Jan-11-2006 | 06525559 |
SC 13E3/A | Document | Amendment to Schedule filed to report going private transactions Acc-no: 0001144204-06-001008 (34 Act) Size: 8 KB |
Jan-10-2006 | 06520513 |
15-12G | Document | Notice of termination of registration of a class of securities under Section 12(g) Acc-no: 0001144204-05-041535 (34 Act) Size: 4 KB |
Dec-30-2005 | 051292995 |
SC 13E3/A | Document | Amendment to Schedule filed to report going private transactions Acc-no: 0001144204-05-038640 (34 Act) Size: 3426 KB |
Dec-02-2005 | 051241085 |
DEF 14C | Document | Definitive information statements Acc-no: 0001144204-05-038637 (34 Act) Size: 3407 KB |
Dec-02-2005 | 051241055 |
CORRESP | Document | A correspondence can be sent as a document with another submission type or can be sent as a separate submission. Acc-no: 0001144204-05-038632 ( Act) Size: 6 KB |
Dec-02-2005 | |
10-Q | Document | Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001144204-05-035595 (34 Act) Size: 94 KB |
Nov-14-2005 | 051203440 |
CORRESP | Document | A correspondence can be sent as a document with another submission type or can be sent as a separate submission. Acc-no: 0001144204-05-034306 ( Act) Size: 15 KB |
Nov-08-2005 | |
SC 13E3/A | Document | Amendment to Schedule filed to report going private transactions Acc-no: 0001144204-05-034303 (34 Act) Size: 3426 KB |
Nov-08-2005 | 051186246 |
PRER14C | Document | Preliminary revised information statements Acc-no: 0001144204-05-034301 (34 Act) Size: 3408 KB |
Nov-08-2005 | 051186234 |
CORRESP | Document | A correspondence can be sent as a document with another submission type or can be sent as a separate submission. Acc-no: 0001144204-05-029668 ( Act) Size: 18 KB |
Sep-22-2005 | |
SC 13E3/A | Document | Amendment to Schedule filed to report going private transactions Acc-no: 0001144204-05-029664 (34 Act) Size: 174 KB |
Sep-22-2005 | 051098681 |
PRER14C | Document | Preliminary revised information statements Acc-no: 0001144204-05-029661 (34 Act) Size: 197 KB |
Sep-22-2005 | 051098663 |
PRE 14C | Document | Preliminary information statement not related to a contested matter or merger/acquisition Acc-no: 0001144204-05-027154 (34 Act) Size: 191 KB |
Aug-26-2005 | 051051574 |
CORRESP | Document | A correspondence can be sent as a document with another submission type or can be sent as a separate submission. Acc-no: 0001144204-05-027162 ( Act) Size: 42 KB |
Aug-26-2005 |
Recent 20 filings. View all JB OXFORD HOLDINGS INC filings
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