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All U.S. companies operating in (SIC code: 6200) SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
| Company Name | CIK | Address |
|---|---|---|
| Waton Financial Ltd | 0001987363 | 3605-06, 36/F, TOWER 6 THE GATEWAY, HARBOUR CITY, TSIM SHA TSUI, KOWLOON, HONG KONG, Hong Kong, NONE |
| Marex Group plc | 0001997464 | 155 BISHOPSGATE, LONDON, United Kingdom, EC2M 3TQ |
| Plutus Financial Group Ltd | 0001933021 | 8/F., 80 GLOUCESTER ROAD, WANCHAI, HONG KONG, China, 00000 |
| Garden Stage Ltd | 0001954269 | 201, 2/F, CHINA INSURANCE GROUP BUILDING, 141 DES VOEUX ROAD CENTRAL, HONG KONG, Hong Kong, 000 |
| Baker Global Asset Management Inc. | 0001904616 | 750 VETERANS MEMORIAL HIGHWAY, SUITE 210, HAUPPAUGE, New York, 11788 |
| TOP Financial Group Ltd | 0001848275 | 118 CONNAUGHT ROAD WEST, ROOM 1101, HONG KONG, Hong Kong, 000000 |
| Yintech Investment Holdings Ltd | 0001661125 | 3RD FLOOR, LUJIAZUI INVESTMENT TOWER, NO.360 PUDIAN ROAD, PUDONG DISTRICT, SHANGHAI, China, 200125 |
| WITTER DEAN PRINCIPAL GUARANTEED FUND III LP | 0000844234 | TWO WORLD TRADE CNTR 62ND FLR, C/O DEMETER MANAGEMENT CORP, NEW YORK, New York, 10048 |
| Valles Capital Management Group, Inc. | 0001394782 | 112 EAST FAIRMONT DRIVE, TEMPE, Arizona, 85282 |
| United States Currency Funds Trust | 0001553340 | 1320 HARBOR BAY PARKWAY, SUITE 145, ALAMEDA, California, 94502 |
| UNIFIED FINANCIAL SERVICES INC | 0001033926 | 2353 ALEXANDRIA DRIVE, LEXINGTON, Kentucky, 40504 |
| TSX GROUP INC | 0001420588 | THE EXCHANGE TOWER 130 KING STREET WEST, TORONTO, A6, M5X 1J2 |
| Tradeweb Markets Inc. | 0001758730 | 1177 AVENUE OF THE AMERICAS, NEW YORK, New York, 10036 |
| TRACK DATA CORP | 0000922811 | 95 ROCKWELL PLACE, BROOKLYN, New York, 11217 |
| TD WATERHOUSE GROUP INC | 0001085095 | 100 WALL STREET, NEW YORK, New York, 10005 |
| SUPER FUND PREFERRED LTD PARTNERSHIP | 0000832453 | ONE WHITEHALL STREET 15TH FLOOR, C/O VISION LIMITED PARTNERSHIP, NEW YORK, New York, 10004 |
| Southern Trust Securities Holding Corp | 0001326250 | 2121 PONCE DE LEON BOULEVARD, SUITE 340, CORAL GABLES, Florida, 33134 |
| SHEARSON LEHMAN FUTURES 1000 PLUS LP | 0000869263 | 390 GREENWICH ST 1ST FLR, C/O SMITHY BARNEY SHEARSON FUTURES MGNT, NEW YORK, New York, 10013 |
| SECTOR STRATEGY FUND IV LP | 0000883974 | MERRILL LYNCH HDQTS 6TH FLR - S TWR, C/O ML FUTURES INVESTMENT PARTNERS INC, NEW YORK, New York, 10080-6106 |
| SAXON ACQUISITION CORP | 0001046917 | 33 ELEVENTH AVENUE, HUNTINGTON STATION, New York, 11746 |
| SAVOY RESOURCES CORP | 0001113190 | 18826 PAGENTRY PLACE, MONUMENT, Colorado, 80132 |
| SAGE FUND LP | 0001083768 | C/O STEBEN & COMPANY, INC., 9711 WASHINGTONIAN BLVD., STE 400, GAITHERSBURG, Maryland, 20878 |
| Refco Inc. | 0001321746 | ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, NEW YORK, New York, 10281 |
| Refco Group Ltd., LLC | 0001305468 | ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, NEW YORK, New York, 10281 |
| Refco Finance Inc. | 0001305464 | ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, NEW YORK, New York, 10281 |
| PRUDENTIAL SECURITIES OPTIMAX FUTURES FUND 2 LP | 0000874711 | ONE NEW YORK PLAZA, 13TH FL, NEW YORK, New York, 10292 |
| PRUDENTIAL SECURITIES AGGRESSIVE GROWTH FUND LP | 0000899174 | ONE NEW YORK PLAZA 13TH FLOOR, NEW YORK, New York, 10292 |
| Prometheum, Inc. | 0001718271 | 120 WALL STREET, 25TH FLOOR, NEW YORK, New York, 10005 |
| Private Trading Systems Inc | 0001345318 | 15849 NORTH 71ST STREET, SUITE 105, SCOTTSDALE, Arizona, 85254 |
| PRIMUS GUARANTY LTD | 0001170593 | C/O PRIMUS ASSET MANAGEMENT INC, 360 MADISON AVE 23RD FL, NEW YORK, New York, 10017 |
| PRICE T ROWE GROUP INC | 0001113169 | 100 EAST PRATT STREET, P.O. BOX 89000, BALTIMORE, Maryland, 21289-0320 |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0000080255 | 100 EAST PRATT ST, BALTIMORE, Maryland, 21202 |
| VFINANCE INC | 0000890285 | 3010 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, Florida, 33431 |
| OXFORD TAX EXEMPT FUND II LTD PARTNERSHIP | 0000793977 | 7200 WISCONSIN AVE, STE 1100, BETHESDA, Maryland, 20814 |
| OPTIONS CLEARING CORP | 0000074751 | 440 S LASALLE ST 39TH FL, CHICAGO, Illinois, 60605 |
| Optionable Inc | 0001303433 | 55 ST. MARKS PLACE, SUITE 4, NEW YORK, New York, 10003-7988 |
| NYSE Group, Inc. | 0001326579 | 11 WALL STREET, NEW YORK, X1, 10005 |
| NYSE Euronext | 0001368007 | 11 WALL STREET, NEW YORK, New York, 10005 |
| NYMEX HOLDINGS INC | 0001105018 | ONE NORTH END AVENUE, WORLD FINANCIAL CTR, NEW YORK, New York, 10282-1101 |
| NATIONAL HOLDINGS CORP | 0001023844 | 200 VESEY STREET, 25TH FLOOR, NEW YORK, New York, 10281 |
| NASDAQ, INC. | 0001120193 | 151 W. 42ND STREET, NEW YORK, New York, 10036 |
| MORGAN GROUP HOLDING CO | 0001162283 | 401 THEODORE FREMD AVENUE, RYE, New York, 10580 |
| ML SELECT FUTURES I LP | 0001100878 | MERRILL LYNCH ALTERNATIVE INVESTMENTS, 250 VESEY STREET, 11TH FLOOR, NEW YORK, New York, 10281 |
| ML JWH STRATEGIC JOINT VENTURE LLC | 0001056928 | MERRILL LYNCH INVESTMENT PARTNERS, WORLD FINANCIAL CTR SOUTH TOWER 6TH FL, NEW YORK, New York, 10080 |
| MF Global Finance North America Inc. | 0001403053 | 717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, New York, 10022 |
| MF Global Holdings Ltd. | 0001401106 | 717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, New York, 10022 |
| MERCER CAPITAL INC | 0001219473 | 121 S.W. MORRISON STREET, STE. 825, PORTLAND, Oregon, 97068 |
| MAXIMUS FUND I LLC | 0001037403 | 8318 N UNIVERSITY, PEORIA, Illinois, 61615 |
| LPL Financial Holdings Inc. | 0001397911 | 4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121 |
| LBU INC | 0000039743 | 310 PATERSON PLAN RD, CARLSTADT, New Jersey, 07072 |
| KENMAR PERFORMANCE PARTNERS LP | 0000922575 | TWO AMERICAN LANE, PO BOX 5150, GREENWICH, New York, 06831 |
| JB OXFORD HOLDINGS INC | 0000816330 | 9665 WILSHIRE BLVD, SUITE 300, BEVERLY HILLS, California, 90212 |
| NASDAQ GEMX, LLC | 0001570839 | 60 Broad Street, 26th Fl., New York, New York, 10004 |
| INX Ltd | 0001725882 | 1.23 WORLD TRADE CENTER, BAYSIDE ROAD, GIBRALTAR, Gibraltar, GX111AA |
| Investors Exchange LLC | 0001653090 | 4 WORLD TRADE CENTER, 44TH FLOOR, NEW YORK, New York, 10007 |
| International Securities Exchange Holdings, Inc. | 0001295230 | 60 BROAD STREET, NEW YORK, New York, 10004 |
| StoneX Group Inc. | 0000913760 | 230 PARK AVE, 10TH FLOOR, NEW YORK, New York, 10169 |
| Intercontinental Exchange, Inc. | 0001571949 | 5660 NEW NORTHSIDE DRIVE,, THIRD FLOOR, ATLANTA, Georgia, 30328 |
| Intercontinental Exchange Holdings, Inc. | 0001174746 | 2100 RIVEREDGE PARKWAY, SUITE 500, ATLANTA, Georgia, 30328 |
| INSTINET CORP | 0000732887 | 757 THIRD AVE, NEW YORK, New York, 10017 |
| IIC INDUSTRIES INC | 0000052741 | 171 MADISON AVENUE, NEW YORK, New York, 10016 |
| HYPERFEED TECHNOLOGIES INC | 0000745774 | 300 S WACKER DR, STE 300, CHICAGO, Illinois, 60606 |
| GUANGZHOU INVESTMENT CO LTD /ADR/ | 0001010916 | 111 WALL STREET, CITIBANK N A, NEW YORK, New York, 10043 |
| GRANITE FUTURES FUND LTD PARTNERSHIP | 0000882257 | 190 SOUTH LASALLE ST STE 2830, C/O MCCORMICK FUTURES MGMT INC, CHICAGO, Illinois, 60603 |
| GORDON & CO | 0000732862 | 63 PLEASANT STREET, SUITE 200, WATERTOWN, Massachusetts, 02472 |
| GFI Group Inc. | 0001292426 | 55 WATER STREET, NEW YORK, New York, 10041 |
| Gatsby Digital, Inc. | 0001815414 | 28 LIBERTY STREET, F6, NEW YORK, New York, 10005 |
| Global Brokerage, Inc. | 0001499912 | 55 WATER ST., FL 50, NEW YORK, New York, 10041 |
| FX Alliance Inc. | 0001529979 | 909 THIRD AVENUE, 10TH FLOOR, NEW YORK, New York, 10022 |
| FUTURES DIMENSION FUND | 0000789864 | 440 S LASALLE 20TH FL, C/O ONE FINANCIAL PL, CHICAGO, Illinois, 60605 |
| FUTURE FUND II | 0000354993 | 440 S LASALLE 20TH FL, C/O ONE FINANCIAL PL, CHICAGO, Illinois, 60605 |
| FOUR SEASONS FUND LIMITED PARTNERSHIP | 0000767682 | 440 S LASALLE 20TH FL, C/O ONE FINANCIAL PL, CHICAGO, Illinois, 60605 |
| Forge Global Holdings, Inc. | 0001827821 | 415 MISSION ST., SAN FRANCISCO, California, 94105 |
| Foothill Securities, Inc | 0001440120 | 150 E Dana Street, Mountain View, California, 94041 |
| FINANCIAL SERVICE CORP | 0000766982 | FINANCIAL SERVICE CORP, 2300 WINDY RIDGE PARKWAY STE 1100, ATLANTA, Georgia, 30339 |
| LAIDLAW GLOBAL CORP | 0000869026 | 100 PARK AVENUE, NEW YORK, New York, 10017 |
| EVEREN CAPITAL CORP | 0000945770 | 77 W WACKER DR, CHICAGO, Illinois, 60603 |
| ENRON CORP/OR/ | 0001024401 | 1400 SMITH ST, HOUSTON, Texas, 77002-7369 |
| VERSACOM INTERNATIONAL INC | 0000729976 | 131 NW 13TH STREET, -, BOCA RATON, Florida, 33432 |
| EDWARDS A G & SONS INC/DE/ | 0000727876 | ONE NORTH JEFFERSON AVE, ATTN: COMPLIANCE DEPT, ST LOUIS, Missouri, 63103 |
| DEUTSCHE BORSE AG | 0000949497 | D60284 FRANKFURT AM MAIN, GERMANY, I8 |
| Deep Liquidity, Inc. | 0001424990 | 6101 W. COURTYARD, BUILDING 1, SUITE 110, AUSTIN, Texas, 78730 |
| INTERACTIVE DATA CORP/MA/ | 0000888165 | 32 CROSBY DRIVE, BEDFORD, Massachusetts, 01730 |
| CREDIT SUISSE (USA) INC | 0000029646 | ELEVEN MADISON AVE, NEW YORK, New York, 10010 |
| Conihasset Capital Partners, Inc. | 0001363533 | 759 CJC HIGHWAY, #235, COHASSET, Massachusetts, 02025 |
| COMMODITY TREND TIMING FUND II | 0000702655 | 67 MASON ST, GREENWICH, Connecticut, 06830 |
| CHICAGO MERCANTILE EXCHANGE INC | 0001103945 | 30 S. WACKER DR, CHICAGO, Illinois, 60606 |
| CME GROUP INC. | 0001156375 | 20 S. WACKER DR., CHICAGO, Illinois, 60606 |
| CERES FUND LP | 0000869711 | 50 NORTH FRONT STREET, SUITE 1300, MEMPHIS, Tennessee, 38103 |
| CBOT HOLDINGS INC | 0001161448 | 141 WEST JACKSON BLVD, CHICAGO, Illinois, 60604 |
| Cboe Global Markets, Inc. | 0001374310 | 433 WEST VAN BUREN STREET, CHICAGO, Illinois, 60607 |
| CANADIAN DERIVATIVES CLEARING CORP | 0000319643 | 65 QUEEN ST WEST, SUITE 700, TORONTO ONTARIO CANA, A6, M5H2M5 |
| Buying.com LLC | 0001746195 | 205 WEST MAIN STREET, NEWCASTLE, Wyoming, 82701 |
| BRIDGETON TACTICAL ADVISORS FUND, LP | 0000794775 | 7535 WINDSOR DRIVE, SUITE 205, ALLENTOWN, Pennsylvania, 18195 |
| BOSTON CO INC | 0000013352 | ONE BOSTON PL, BOSTON, Massachusetts, 02106 |
| BOARD OF TRADE OF THE CITY OF CHICAGO INC | 0001117463 | 141 WEST JACKSON BLVD, C/O CHICAGO BOARD OF TRADE, CHICAGO, Illinois, 60604 |
| Bitzumi, Inc. | 0001721217 | 55 5TH AVE, SUITE 1702, NEW YORK, New York, 10003 |
| Citi Investor Services, Inc. | 0000883587 | 105 EISENHOWER PARKWAY, ROSELAND, New Jersey, 07068 |
| FISERV CLEARING INC | 0000885273 | ONE COMMERCE SQ, 2005 MARKET ST, PHILADELPHIA, Pennsylvania, 19103-3212 |
| BGC Partners, Inc. | 0001382519 | 111 EAST 58TH STREET, NEW YORK, New York, 10022 |
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