Old names:
Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
Anson Mark | 0001411738 | Sep-04-2007 | officer: President |
Hlavacek Sherri A | 0001377839 | Oct-06-2006 | officer: Vice President & P.A.O. |
RICHTER GLENN R | 0001200237 | May-30-2006 | officer: Chief Administrative Officer |
LEROY PIERRE E | 0001055709 | Mar-28-2006 | director |
MacCarthy John L | 0001355020 | Mar-06-2006 | officer: Senior VP and General Counsel |
DUCKWORTH CONNIE K | 0001180940 | Jan-13-2006 | director |
Brown Alan A | 0001344167 | Nov-10-2005 | officer: Executive Vice President |
ST PAUL TRAVELERS COMPANIES INC | 0000086312 | Apr-12-2005 | 10 percent owner |
ST PAUL FIRE & MARINE INSURANCE CO | 0000316747 | Apr-12-2005 | 10 percent owner |
BESSETTE ANDY F | 0001198918 | May-14-2004 | director |
LISS SAMUEL G | 0001242238 | May-14-2004 | director |
CARL JOHN L | 0001243516 | Feb-06-2004 | director |
WILSON MARGARET E | 0001188730 | Jan-12-2004 | officer: Senior Vice President, Finance |
BERKSHIRE ALAN G | 0001188729 | Jan-02-2004 | officer: Senior Vice President |
SCHWERTFEGER TIMOTHY R | 0001015680 | Sep-23-2003 | director, 10 percent owner, officer: Chairman and C.E.O. |
AMBOIAN JOHN P | 0001188721 | Sep-23-2003 | director, officer: President |
WILLIAMSON ALLEN J | 0001188726 | Aug-08-2003 | officer: Group President |
DRISCOLL W JOHN | 0000902971 | Jun-16-2003 | director |
BOYD WILLARD L | 0001188722 | Jun-16-2003 | director |
KULLBERG DUANE R | 0001188724 | Jun-16-2003 | director |
PALMORE RODERICK A | 0001218964 | Jun-16-2003 | director |
HEYMAN WILLIAM H | 0001198930 | May-16-2003 | director |
ADAMS WILLIAM IV | 0001188727 | Jan-13-2003 | officer: Senior Vice President |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by NUVEEN INVESTMENTS, INC
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
N-PX | Document | Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX Acc-no: 0000930413-24-002573 (34 Act) Size: KB |
Aug-29-2024 | 241258137 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000930413-24-002281 (34 Act) Size: KB |
Aug-09-2024 | 241191689 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000930413-24-001778 (34 Act) Size: KB |
May-10-2024 | 24933251 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-24-002130 (34 Act) Size: KB |
Feb-14-2024 | 24632180 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-23-010380 (34 Act) Size: KB |
Nov-14-2023 | 231401433 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-23-007666 (34 Act) Size: KB |
Aug-14-2023 | 231166366 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-23-004572 (34 Act) Size: KB |
May-12-2023 | 23913069 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-23-002194 (34 Act) Size: KB |
Feb-14-2023 | 23622419 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-22-011693 (34 Act) Size: KB |
Nov-14-2022 | 221380226 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-22-009418 (34 Act) Size: KB |
Aug-15-2022 | 221165456 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-22-006098 (34 Act) Size: KB |
May-16-2022 | 22926356 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-22-001950 (34 Act) Size: KB |
Feb-11-2022 | 22617579 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-21-014945 (34 Act) Size: KB |
Nov-12-2021 | 211402785 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-21-011066 (34 Act) Size: KB |
Aug-16-2021 | 211174439 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-21-007120 (34 Act) Size: KB |
May-18-2021 | 21933163 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-21-002318 (34 Act) Size: KB |
Feb-16-2021 | 21632282 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-20-011524 (34 Act) Size: KB |
Nov-12-2020 | 201307766 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-20-009054 (34 Act) Size: KB |
Aug-14-2020 | 201104805 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-20-004888 (34 Act) Size: KB |
May-14-2020 | 20876929 |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000950123-20-001915 (34 Act) Size: KB |
Feb-13-2020 | 20611327 |
Recent 20 filings. View all NUVEEN INVESTMENTS, INC filings
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