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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by SMITH BARNEY HOLDINGS INC
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
15-12G | Document | Notice of termination of registration of a class of securities under Section 12(g) Acc-no: 0000950123-97-010401 ( Act) Size: 4 KB |
Dec-16-1997 | 97739046 |
10-Q | Document | Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0000950123-97-009398 ( Act) Size: 73 KB |
Nov-12-1997 | 97713272 |
8-K/A | Document | Amendment to Current report filing Acc-no: 0000950123-97-008951 ( Act) Size: 41 KB |
Oct-28-1997 | 97702173 |
8-K | Document | Current report filing Acc-no: 0000950123-97-008520 ( Act) Size: 8 KB |
Oct-14-1997 | 97694654 |
8-K | Document | Current report filing Acc-no: 0000950123-97-008362 ( Act) Size: 24 KB |
Oct-07-1997 | 97691827 |
424B2 | Document | Prospectus filed pursuant to Rule 424(b)(2) Acc-no: 0000950123-97-008341 ( Act) Size: 79 KB |
Oct-07-1997 | 97691609 |
424B5 | Document | Prospectus filed pursuant to Rule 424(b)(5) Acc-no: 0000950123-97-008261 ( Act) Size: 102 KB |
Oct-01-1997 | 97689617 |
8-K | Document | Current report filing Acc-no: 0000950123-97-008234 ( Act) Size: 31 KB |
Sep-30-1997 | 97688860 |
8-A12B | Document | Form for the registration / listing of a class of securities on a national securities exchange pursuant to section 12(b) Acc-no: 0000950123-97-008123 ( Act) Size: 29 KB |
Sep-26-1997 | 97686222 |
8-K | Document | Current report filing Acc-no: 0001005477-97-002275 ( Act) Size: 232 KB |
Sep-25-1997 | 97685219 |
424B2 | Document | Prospectus filed pursuant to Rule 424(b)(2) Acc-no: 0000950123-97-007685 ( Act) Size: 6 KB |
Sep-09-1997 | 97677160 |
424B5 | Document | Prospectus filed pursuant to Rule 424(b)(5) Acc-no: 0000950123-97-007444 ( Act) Size: 99 KB |
Aug-29-1997 | 97673620 |
10-Q | Document | Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0000950123-97-006719 ( Act) Size: 88 KB |
Aug-12-1997 | 97657212 |
424B5 | Document | Prospectus filed pursuant to Rule 424(b)(5) Acc-no: 0000950123-97-006203 ( Act) Size: 208 KB |
Jul-25-1997 | 97645363 |
8-K | Document | Current report filing Acc-no: 0000950123-97-006192 ( Act) Size: 201 KB |
Jul-25-1997 | 97645231 |
S-3/A | Document | Amendment to Registration statement for specified transactions by certain issuers Acc-no: 0000950123-97-005876 ( Act) Size: 80 KB |
Jul-15-1997 | 97640970 |
8-K | Document | Current report filing Acc-no: 0000950123-97-005872 ( Act) Size: 8 KB |
Jul-15-1997 | 97640819 |
424B2 | Document | Prospectus filed pursuant to Rule 424(b)(2) Acc-no: 0000912057-97-023959 ( Act) Size: 24 KB |
Jul-11-1997 | 97639376 |
8-K | Document | Current report filing Acc-no: 0000912057-97-023952 ( Act) Size: 23 KB |
Jul-11-1997 | 97639338 |
S-3 | Document | Registration statement for specified transactions by certain issuers Acc-no: 0000950123-97-005416 ( Act) Size: 126 KB |
Jun-27-1997 | 97631388 |
Recent 20 filings. View all SMITH BARNEY HOLDINGS INC filings
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