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All U.S. companies operating in (SIC code: 6211) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
| Company Name | CIK | Address |
|---|---|---|
| Webull Corp | 0001866364 | BLDG 4, FUND TOWN, BINJIANG JINGGUAN RD, YUELU DISTRICT, CHANGSHA CITY, HUNAN PROVINCE, China, 410023 |
| Broad Capital Acquisition Pty Ltd | 0001970371 | LEVEL 28, 1 MARKET STREET, SYDNEY, Australia, 2000 |
| Solowin Holdings, Ltd. | 0001959224 | ROOM 1910-1912A TOWER 3 CHINA HONG KONG, 33 CANTON RD TSIM SHA TSUI, KOWLOON, Hong Kong, 999077 |
| ZIEGLER COMPANIES INC | 0000109312 | 250 EAST WISCONSIN AVENUE - SUITE 2000, MILWAUKEE, Wisconsin, 53202 |
| XP Inc. | 0001787425 | AV. CHEDID JAFET 75, TORRE SUL, 30TH FLOOR, VILA OLIMPIA, SAO PAULO, Brazil, 00000 |
| WESTAMERICA CORP | 0000836044 | 330 S W 34TH AVENUE, SUITE 148, OCALA, Florida, 34474 |
| WATERHOUSE INVESTOR SERVICES INC | 0000812712 | 100 WALL STREET, NEW YORK, New York, 10005 |
| WADDELL & REED FINANCIAL INC | 0001052100 | 6300 LAMAR AVE, OVERLAND PARK, Kansas, 66202-4200 |
| Virtu Financial, Inc. | 0001592386 | 1633 BROADWAY, NEW YORK, New York, 10019 |
| VAN DER MOOLEN HOLDING NV | 0001072245 | KEIZERGRACHT 307 PO BOX 11374, 1001 GJ AMSTERDAM, NETHERLANDS, Netherlands, 00000 |
| UP Fintech Holding Ltd | 0001756699 | 18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST., BEIJING, China, 100020 |
| TREASURE FINANCIAL CORP | 0001173918 | 801 E. CAMPBELL ROAD, SUITE 510, RICHARDSON, Texas, 75081 |
| TRADERIGHT CORP | 0001174064 | 2424 N FEDERAL HWY, SUITE 350, BOCA RATON, Florida, 33431 |
| TIERS ASSET BACKED SECURITIES SER CHAMT TR 1997-7 | 0001047951 | C/O DELAWARE TRUST CAPITAL MGNT INC, 920 KING STREET FIRST UNION TRUST CO, WILMINGTON, Delaware, 19801 |
| Thomas Weisel Partners Group, Inc. | 0001340354 | ONE MONTGOMERY STREET, SAN FRANCISCO, California, 94104 |
| TELECOM HOLDRS TRUST | 0001102240 | C/O THE BANK OF NEW YORK, 101 BARCLAY STREET 22-W, NEW YORK, New York, 10286 |
| WESTECH CAPITAL CORP | 0000869688 | 8226 BEE CAVES ROAD, AUSTIN, Texas, 78746 |
| TD AMERITRADE Online Holdings Corp. | 0001476875 | 6940 COLUMBIA GATEWAY DR., SUITE 200, COLUMBIA, Maryland, 21046 |
| TARGETS TRUSTS V | 0001078027 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUSTS VI | 0001078028 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XXVI | 0001158437 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XXII | 0001158433 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XXIII | 0001158434 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XXIV | 0001158435 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XVII | 0001109479 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XVI | 0001109478 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XII | 0001109474 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| TARGETS TRUST XIII | 0001109475 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| SUMMIT FINANCIAL SERVICES GROUP INC | 0001261436 | 595 SOUTH FEDERAL HIGHWAY, STE 500, BOCA RATON, Florida, 33432 |
| SUMMIT BROKERAGE SERVICES INC / FL | 0001045993 | 25 FIFTH AVE, ., INDIALANTIC, Florida, 32903 |
| STOCKTRADE NETWORK INC | 0001174615 | 39 BROADWAY SUITE 720, NEW YORK, New York, 10006 |
| STIFEL FINANCIAL CORP | 0000720672 | ATTN: JAMES G. LASCHOBER, 501 N. BROADWAY, ST. LOUIS, Missouri, 63102-2102 |
| STEWART W P & CO LTD | 0000750443 | 1345 AVE OF THE AMERICAS, NEW YORK, New York, 10105 |
| SOUNDVIEW TECHNOLOGY GROUP INC | 0001071620 | 1700 EAST PUTNAM AVENUE, OLD GREENWICH, Connecticut, 06870 |
| SMITH TIM | 0001253257 | 3 TIME SQUARE, NEW YORK, New York, 10022 |
| SMITH BARNEY HOLDINGS INC | 0000911562 | 388 GREENWICH STREET, NEW YORK, New York, 10013 |
| SIG INDICES LLLP | 0001257945 | |
| Sidoti & Company, Inc. | 0001622668 | 1212 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, New York, 10036 |
| SHAPIRO BARRY | 0001053375 | C/O KIRLIN HOLDING CORP, 6901 JERICHO TURNPIKE, SYOSSET, New York, 11791 |
| SEI INVESTMENTS CO | 0000350894 | 1 FREEDOM VALLEY DRIVE, OAKS, Pennsylvania, 19456-1100 |
| SCOTT & STRINGFELLOW, LLC | 0000802555 | 901 EAST BYRD STREET, RICHMOND, Virginia, 23219 |
| SCHWAB CHARLES CORP | 0000316709 | 3000 SCHWAB WAY, WESTLAKE, Texas, 76262 |
| RYAN BECK HOLDINGS INC | 0001356212 | 18 COLUMBIA TURNPIKE, FLORHAM PARK, New Jersey, 07932 |
| RYAN BECK & CO INC | 0000793280 | 220 SOUTH ORANGE AVE, LIVINGTON, New Jersey, 07039 |
| TNFG Corp | 0000884892 | 2305 CEDAR SPRINGS ROAD, SUITE 100, DALLAS, Texas, 75201 |
| Royalty Investment Club, Va. LLC | 0001617573 | 1501 Thistle Road, T4, Richmond, Virginia, 23238 |
| RODMAN & RENSHAW CAPITAL GROUP INC | 0000726977 | 233 S WACKER DR STE 4500, CHICAGO, Illinois, 60606 |
| Robinhood Markets, Inc. | 0001783879 | 85 WILLOW ROAD, MENLO PARK, California, 94025 |
| REALAMERICA CO/NEW | 0000716266 | 5210 MCKINNEY AVE, STE 300, DALLAS, Texas, 75205 |
| RCS Capital Corp | 0001568832 | 405 PARK AVENUE, NEW YORK, New York, 10022 |
| RAYMOND JAMES FINANCIAL INC | 0000720005 | 880 CARILLON PKWY, ST PETERSBURG, Florida, 33716 |
| WOODSTOCK HOLDINGS INC. | 0001095373 | 117 TOWNE LAKE PARKWAY, SUITE 200, WOODSTOCK, Georgia, 30188 |
| RAGEN MACKENZIE GROUP INC | 0001020950 | 999 THIRD AVE SUITE 4300, SEATTLE, Washington, 98104 |
| QUICK & REILLY GROUP INC /DE/ | 0000719544 | 230 SOUTH COUNTY RD, PALM BEACH, Florida, 33480 |
| QMIS TBS Capital Group Corp. | 0001796160 | 37-12 PRINCE ST., #9C, FLUSHING, New York, 11354 |
| PWG CAPITAL TRUST V | 0001073350 | 1285 AVE OF THE AMERICAS, NEW YORK, New York, 10019 |
| PWG CAPITAL TRUST II | 0001024573 | 677 WASHINGTON BLVD., STAMFORD, Connecticut, 06901 |
| PWG CAPITAL TRUST III | 0001024574 | 1285 AVE OF THE AMERICAS, NEW YORK, New York, 10019 |
| PWG CAPITAL TRUST IV | 0001024578 | 1285 AVE OF THE AMERICAS, NEW YORK, New York, 10019 |
| PWG CAPITAL TRUST I | 0001024572 | 677 WASHINGTON BLVD., STAMFORD, Connecticut, 06901 |
| PROGRESSIVE ASSET MANAGEMENT INC | 0000862801 | 1814 FRANKLIN STREET, SUITE 700, OAKLAND, California, 94612 |
| Point Center Mortgage Fund I, LLC | 0001299020 | 30900 RANCHO VIEJO ROAD, SUITE 100, SAN JUAN CAPISTRANO, California, 92675 |
| PLAINFIELD DIRECT INC | 0001387034 | 55 RAILROAD AVENUE, GREENWICH, Connecticut, 06830 |
| PIPER SANDLER COMPANIES | 0001230245 | 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, Minnesota, 55402 |
| US BANCORP INVESTMENTS INC | 0000078778 | 800 NICOLLET MALL, MINNEAPOLIS, Minnesota, 55402 |
| PHARMACEUTICAL HOLDRS TRUST | 0001102290 | C/O THE BANK OF NEW YORK, 101 BARCLAY ST. 22-W, NEW YORK, New York, 10286 |
| PENSON WORLDWIDE INC | 0001123541 | 1700 PACIFIC AVE, STE 1400, DALLAS, Texas, 75201 |
| PEAK6 CORP | 0001137273 | 209 SOUTH LASALLE STREET, SUITE 200, CHICAGO, Illinois, 60604 |
| PAINE WEBBER GROUP INC | 0000075754 | 1285 AVE OF THE AMERICAS, NEW YORK, New York, 10019 |
| optionsXpress Holdings, Inc. | 0001299688 | 39 SOUTH LASALLE STREET, SUITE 220, CHICAGO, Illinois, 60603 |
| ONLINETRADINGINC COM CORP | 0001082690 | 2700 N MILITARY TRAIL, SUITE 200, BOCA RATON, Florida, 33431 |
| TRADESTATION GROUP INC | 0001111559 | 8050 SW 10TH STREET, SUITE 4000, PLANTATION, Florida, 33324 |
| OLDE FINANCIAL CORP | 0000813180 | 751 GRISWOLD ST, DETROIT, Michigan, 48226 |
| Northern Star Investment Corp. II | 0001834518 | C/O GRAUBARD MILLER, 405 LEXINGTON AVENUE, NEW YORK, New York, 10174 |
| North Shore Capital Advisors Corp. | 0001319647 | 20 MARLIN LANE, PORT WASHINGTON, New York, 11050 |
| NOMURA HOLDINGS INC | 0001163653 | 1-13-1 NIHONBASHI, CHUO-KU, TOKYO, Japan, 103-8645 |
| Nomura America Finance, LLC | 0001383951 | WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, New York, 10019-7316 |
| STOCKWALK GROUP INC /MN/ | 0001001136 | 5500 WAYZATA BLVD, STE 800, MINNEAPOLIS, Minnesota, 55416 |
| NEW YORK BROKER DEUTSCHLAND AG | 0001000047 | GRAF ADOLF STR 12, DUSSELDORF GERMANY, I8, 40212 |
| NAVIENT CORP | 0001593538 | 123 JUSTISON STREET, SUITE 300, WILMINGTON, Delaware, 19801 |
| NATIONAL SECURITIES CORP/WA/ | 0000811859 | 1001 FOURTH AVE STE 2200, SEATTLE, Washington, 98154 |
| NATIONAL DISCOUNT BROKERS GROUP INC | 0000811917 | 10 EXCHANGE PLACE CENTRE, 15TH FLOOR, JERSEY CITY, New Jersey, 07302 |
| MORGAN STANLEY GROUP INC /DE/ | 0000789625 | 1585 BROADWAY, NEW YORK, New York, 10036 |
| MORGAN STANLEY FINANCE PLC | 0000914541 | 1251 AVE OF THE AMERICAS, NEW YORK, New York, 10020 |
| MORGAN STANLEY CAPITAL TRUST VI | 0001161449 | 1585 BROADWAY, NEW YORK, New York, 10036 |
| MORGAN KEEGAN INC | 0000729600 | 50 N FRONT ST, MEMPHIS, Tennessee, 38103 |
| MOMENTUM DISTRIBUTION INC | 0000853436 | KOLL CENTER BELLEVUE, 500-108TH AVE NE STE 1900, BELLEVUE, Washington, 98004 |
| SIEBERT FINANCIAL CORP | 0000065596 | 120 WALL STREET, 25TH FLOOR, NEW YORK, New York, 10005 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 0000728612 | 4 WORLD FINANCIAL CENTER, NORTH TOWER, NEW YORK, New York, 10080 |
| Merrill Lynch Capital Trust III | 0001409447 | 4 WORLD FINANCIAL CENTER, NEW YORK, New York, 10080 |
| Merrill Lynch Capital Trust I | 0001382664 | 4 WORLD FINANCIAL CENTER, NEW YORK, New York, 10080 |
| MERRILL LYNCH CANADA INC | 0001143718 | BCE PLACE SUITE 400, 181 BAY STREET, TORONTO ONTARIO CA, A6, M5J 2V8 |
| MERRILL LYNCH & CO., INC. | 0000065100 | 4 WORLD FINANCIAL CTR, NEW YORK, New York, 10080 |
| Merriman Holdings, Inc | 0000826683 | 600 CALIFORNIA STREET, NINTH FLOOR, SAN FRANCISCO, California, 94108 |
| MCDONALD & CO INVESTMENTS INC | 0000720900 | 1400 MCDONALD INVESTMENT CTR, STE 2100, CLEVELAND, Ohio, 44114 |
| MAS CAPITAL INC | 0001138887 | 17 N GOVERNOR STREET, EVANSVILLE, Indiana, 47711 |
| MARKETAXESS HOLDINGS INC | 0001278021 | 55 HUDSON YARDS, 15TH FLOOR, NEW YORK, New York, 10001 |
| MACKENZIE INVESTMENT MANAGEMENT INC | 0000855711 | 925 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, Florida, 33432 |
| Liquidnet Holdings, Inc. | 0001435068 | 498 SEVENTH AVENUE, 15TH FLOOR, NEW YORK, New York, 10018 |
| Lion Group Holding Ltd | 0001806524 | 3 PHILLIP STREET, #15-04 ROYAL GROUP BUILDING, SINGAPORE, Singapore, 048693 |
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