NATIONAL HOLDINGS CORP (CIK: 0001023844) EDGAR, Information, Filings... CompaniesBIO.Com

NATIONAL HOLDINGS CORP

Mailing address
200 VESEY STREET, 25TH FLOOR, NEW YORK, Delaware, 10281
Phone
212-417-8000
State location
New York
State of incorporation
Delaware
Fiscal year end
September 30
SIC
6200 - (CF Office: Office of Finance) SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES
Filings
N/A

NATIONAL HOLDINGS CORP (CIK: 0001023844) is an American company incorporated in the state of New York. Head office is located at 200 VESEY STREET, 25TH FLOOR, NEW YORK, New York, 10281. Work in the industry 6200 - (CF Office: Office of Finance) SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES. NATIONAL HOLDINGS CORP is a public company and trade via Over-The-Counter (OTC).

Old names:

OLYMPIC CASCADE FINANCIAL CORP from 1996-27-Sep to 2006-08-Feb

Owner	Filings	Transaction Date	Type of Owner
Gary Jeff	0001320182	Feb-13-2019	director
Creagh Barbara	0001769166	Feb-13-2019	director
ASHER DANIEL	0001251859	Feb-01-2019	10 percent owner
NHC Holdings, LLC	0001759790	Nov-16-2018	10 percent owner
DeSena John C.	0001766495	Jul-20-2018	officer: Chief Operating Officer
Michas Athanassios	0001312243	Jun-11-2018	director
Singer Michael Evan	0001715089	May-16-2017	director
Mullen Michael A	0001694509	Jan-03-2017	officer: Co-Chief Executive Officer
ROSENWALD LINDSAY A MD	0000941841	Sep-12-2016	10 percent owner
SALIG ELI	0001062570	Sep-12-2016	director
Herskowitz Neil	0001298246	Sep-12-2016	director
Fortress Biotech, Inc.	0001429260	Sep-12-2016	10 percent owner
Opus Point Healthcare Innovations (Offshore) Fund Ltd.	0001528149	Sep-12-2016	10 percent owner
HUME DANIEL	0001645514	Sep-12-2016	director
FBIO Acquisition, Inc.	0001673851	Sep-12-2016	10 percent owner
RILEY BRYANT R	0001207269	Nov-30-2015	other: See Footnote 1
Klein Mark D	0001322402	Nov-30-2015	other: See Footnote 1
B. Riley & Co., LLC	0001337002	Nov-30-2015	other: See Footnote 1
B. Riley Financial, Inc.	0001464790	Nov-30-2015	other: See Footnote 1
BRC Partners Opportunity Fund, LP	0001642765	Nov-30-2015	other: See Footnote 1
B. RILEY CAPITAL MANAGEMENT, LLC	0001658704	Nov-30-2015	other: See Footnote 1
B. Riley & Co., LLC 401(K) Profit Sharing Plan	0001660819	Nov-30-2015	other: See Footnote 1
Robert Antin Children Irrevocable Trust dtd 1/1/01	0001660821	Nov-30-2015	other: See Footnote 1
Worman Glenn C.	0001642077	May-07-2015	officer: Executive VP - Finance
Silverman Joshua	0001524858	Jul-28-2014	director
Abbe Richard	0001524877	Jul-28-2014	director
CIOCIA JAMES	0000940533	Oct-15-2013	director
Wasserman Frederick Gerald	0001384383	Oct-15-2013	director
POWERS FREDERIC B III	0001574724	Mar-04-2013	director
FAGENSON ROBERT B	0001215183	Mar-30-2012	director, 10 percent owner
KLEIN MARK	0001357424	Mar-30-2012	director, 10 percent owner
COR Equity Income Fund LP	0001476740	Dec-27-2011	10 percent owner
Sugarman Steven	0001504590	Dec-27-2011	10 percent owner
COR Capital LLC	0001507963	Dec-27-2011	10 percent owner
COR Securities Holdings Inc.	0001538540	Dec-27-2011	10 percent owner
BEDFORD OAK CAPITAL LP	0001131898	Dec-10-2010	10 percent owner
WEISS MICHAEL S	0001038977	Oct-05-2010	10 percent owner
Linden Asset Management, Inc.	0001379681	Oct-05-2010	10 percent owner
Coviello Paul	0001502599	Oct-05-2010	director
Opus Point Partners, LLC	0001503454	Oct-05-2010	10 percent owner
PLIMPTON FRANK	0001272806	Jun-04-2010	director
Roth Mark David	0001458961	Mar-16-2009	officer: COO & General Counsel
SOKOLOW LEONARD J	0000923890	Jul-01-2008	director, officer: Vice Chairman & President
LAUTZ ROBERT W JR	0000926578	Jul-01-2008	director
LEVIN ALAN B	0001370049	Jul-01-2008	officer: Chief Financial Officer
MODICA CHARLES R	0001385511	Jul-01-2008	director
ORTEGA JORGE A	0001402274	Jul-01-2008	director
Rich Jonathan C	0001438853	Jul-01-2008	officer: Executive Vice President
DellaCamera Capital Management, LLC	0001391052	Dec-13-2007	10 percent owner
BEDFORD OAK ADVISORS LLC	0001104465	Oct-10-2007	10 percent owner
EISEN HARVEY P	0001104706	Oct-10-2007	10 percent owner
Herman Gary L	0001294449	Jun-12-2007	other: X
Galloway Capital Management, LLC	0001295685	Jun-12-2007	other: X
STRATEGIC TURNAROUND EQUITY PARTNERS LP CAYMAN	0001372509	Jun-12-2007	other: X
Dewey Christopher C	0001385015	Mar-14-2007	director, officer: Vice Chairman
Friedman Brian	0001356547	Mar-15-2006	officer: EVP and Assistant Secretary
McCoy David	0001356551	Mar-15-2006	officer: Chief Operating Officer
GALLOWAY BRUCE	0000924483	Jan-16-2006	10 percent owner
GELLER MARSHALL S	0000925236	Jan-11-2006	director, 10 percent owner
ST CLOUD CAPITAL PARTNERS LP	0001164263	Jan-11-2006	10 percent owner
ST CLOUD CAPITAL LLC	0001272085	Jan-11-2006	10 percent owner
SCGP LLC	0001272086	Jan-11-2006	10 percent owner
TRIAGE PARTNERS LLC	0001163684	Mar-31-2004	10 percent owner
ONE CLARK LLC	0001164684	Mar-31-2004	10 percent owner
ROSAN ROBERT J	0000084983	Mar-17-2004	director
SANDS STEVEN B	0000945302	Mar-17-2004	director, other: Chairman
ROSENBERG GARY A	0001056956	Mar-17-2004	director
GOLDWASSER MARK	0001164682	Jan-23-2004	director, 10 percent owner, officer: President and CEO
DASKAL ROBERT H	0001180021	Jan-23-2004	officer: Acting Chief Financial Officer
BRESNER MICHAEL A	0001180225	Jan-23-2004	other: President of National
RETTMAN PETER	0001133634	Nov-19-2003	director
KURLAN NORMAN J	0001257989	Jul-28-2003	director
GUSTAFSON KAREN JO	0001286368	Dec-28-2001	10 percent owner
KUSNICK GREGORY P	0001286374	Dec-28-2001	10 percent owner
SNYDER MARYANNE K	0001286736	Dec-28-2001	10 percent owner
LOWNEY GREGORY C	0001286739	Dec-28-2001	10 percent owner

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by NATIONAL HOLDINGS CORP

Filings	Format	Description	Filed/Effective	File/Film Number
15-12B	Document	Notice of termination of registration of a class of securities under Section 12(b) Acc-no: 0001213900-21-014654 (34 Act) Size: KB	Mar-11-2021	001-12629 21731071
EFFECT	Document	Acc-no: 9999999995-21-000822 (33 Act) Size: KB	Mar-04-2021	333-214791 21716388
EFFECT	Document	Acc-no: 9999999995-21-000823 (33 Act) Size: KB	Mar-04-2021	333-226853 21716382
EFFECT	Document	Acc-no: 9999999995-21-000821 (33 Act) Size: KB	Mar-04-2021	333-191662 21716380
EFFECT	Document	Acc-no: 9999999995-21-000819 (33 Act) Size: KB	Mar-04-2021	333-133732 21716378
EFFECT	Document	Acc-no: 9999999995-21-000849 (33 Act) Size: KB	Mar-04-2021	333-74243 21716376
EFFECT	Document	Acc-no: 9999999995-21-000850 (33 Act) Size: KB	Mar-04-2021	333-80247 21716375
EFFECT	Document	Acc-no: 9999999995-21-000820 (33 Act) Size: KB	Mar-04-2021	333-187191 21716374
EFFECT	Document	Acc-no: 9999999995-21-000818 (33 Act) Size: KB	Mar-04-2021	333-117364 21716366
SC 13D/A	Document	Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001213900-21-012879 (34 Act) Size: KB	Mar-02-2021	005-51125 21703452
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004139 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004138 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004137 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004136 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004134 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004135 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004133 ( Act) Size: 0 KB	Feb-25-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001437749-21-004132 ( Act) Size: 0 KB	Feb-25-2021
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001213900-21-011659 (33 Act) Size: KB	Feb-25-2021	333-72477 21680780
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001213900-21-011658 (33 Act) Size: KB	Feb-25-2021	333-38522 21680773

Recent 20 filings. View all NATIONAL HOLDINGS CORP filings

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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.