WADDELL & REED FINANCIAL INC (CIK: 0001052100) EDGAR, Information, Filings... CompaniesBIO.Com

WADDELL & REED FINANCIAL INC

Mailing address
PO BOX 29217, SHAWNEE MISSION, Delaware, 66201-9217
Phone
9132362000
State location
Kansas
State of incorporation
Delaware
Fiscal year end
December 31
SIC
6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Filings
N/A

WADDELL & REED FINANCIAL INC (CIK: 0001052100) is an American company incorporated in the state of Kansas. Head office is located at 6300 LAMAR AVE, OVERLAND PARK, Kansas, 66202-4200. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. WADDELL & REED FINANCIAL INC is a public company and trade via Over-The-Counter (OTC).

Owner	Filings	Transaction Date	Type of Owner
WEAVER CONSTANCE K	0001197605	Feb-21-2020	director
Kline Katherine M. A.	0001753616	Feb-21-2020	director
Daley Michael John	0001673647	Aug-02-2019	officer: VP - CAO, IR and Treasurer
Jessee James A.	0001774554	Jul-03-2019	director
Hanson Daniel P	0001779121	Jun-10-2019	officer: SVP and CIO
Andrade Kathie J.	0001768495	Mar-03-2019	director
GODLASKY THOMAS C	0001069771	Jan-02-2019	director
GASAWAY SHARILYN S	0001187410	Jan-02-2019	director
MORRISSEY MICHAEL F	0001222839	Jan-02-2019	director
BLOSS BRENT K	0001190795	Dec-31-2018	officer: EVP & COO
Sanders Philip James	0001514232	Dec-31-2018	director, officer: CEO & Chief Inv.Officer
Clouse Benjamin R	0001668455	Dec-31-2018	officer: SVP, CFO & Treasurer
Buyle Mark P.	0001750545	Dec-31-2018	officer: SVP, GC, CLO and Secretary
Mihal Shawn M.	0001762366	Dec-26-2018	officer: SVP - Broker-Dealer
Scupham Amy J.	0001762510	Dec-26-2018	officer: SVP - Distribution
Rackers Christopher W.	0001762511	Dec-26-2018	officer: SVP and CHRO
CLOUSE MELISSA A	0001602172	Apr-02-2015	officer: VP, Controller & PAO
HILLS WENDY J	0001113435	Feb-13-2014	officer: SVP, General Counsel & Secy.
STROHM MICHAEL D	0001113433	Jun-20-2011	officer: SVP & Chief Operations Officer
Avery Michael L	0001330721	Sep-15-2010	officer: SVP & Chief Investment Officer
HERRMANN HENRY J	0001113436	Jul-09-2010	director, officer: Chief Executive Officer
CONNEALY DANIEL P	0001229277	Jun-01-2004	officer: SVP and CFO
BUTCH THOMAS W	0001071334	Apr-02-2004	officer: SVP & Chief Marketing Officer
WILLIAMS ROBERT J JR	0001113430	Apr-02-2004	officer: SVP & Nat'l Sales Manager
SUNDEEN JOHN E JR	0001113432	Apr-02-2004	officer: SVP, CFO & Treasurer
SCHIEBER MARK A	0001190808	Apr-02-2004	officer: VP, PAO, Controller
WALTON JERRY W	0001190260	Jan-02-2004	director
LOGUE DENNIS E	0001190798	Jan-02-2004	director
RAINES JAMES M	0001190800	Jan-02-2004	director
REIMER RONALD C	0001190802	Jan-02-2004	director
ROGERS WILLIAM L	0001190805	Jan-02-2004	director
KOSLOFF ALAN W	0001215962	Jan-02-2004	director
SCHULTE DANIEL C	0001113434	Aug-18-2003	officer: VP, GC and Asst. Secretary
TUCKER KEITH A	0001077794	Aug-01-2003	officer: Chairman and CEO

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by WADDELL & REED FINANCIAL INC

Filings	Format	Description	Filed/Effective	File/Film Number
15-12B	Document	Notice of termination of registration of a class of securities under Section 12(b) Acc-no: 0001104659-21-065954 (34 Act) Size: KB	May-13-2021	001-13913 21919860
13F-HR	Document	Initial Quarterly Form 13F Holdings report filed by institutional managers Acc-no: 0000950123-21-006039 (34 Act) Size: KB	May-12-2021	028-07592 21915262
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001104659-21-060247 (33 Act) Size: KB	May-03-2021	333-210759 21883920
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001104659-21-060244 (33 Act) Size: KB	May-03-2021	333-44528 21883912
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001104659-21-060243 (33 Act) Size: KB	May-03-2021	333-65827 21883906
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001104659-21-060241 (33 Act) Size: KB	May-03-2021	333-237994 21883895
25-NSE	Document	Acc-no: 0000876661-21-000623 (34 Act) Size: KB	May-03-2021	001-13913 21882365
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059279 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059277 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059271 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059269 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059248 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059246 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059215 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059213 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059210 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059206 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059201 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059199 ( Act) Size: 0 KB	Apr-30-2021
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001104659-21-059194 ( Act) Size: 0 KB	Apr-30-2021

Recent 20 filings. View all WADDELL & REED FINANCIAL INC filings

Overall rating 5.0

Aug 22, 2022

Jean Bishop

Very good communication and delivery made within the timeframe I was advised of

Aug 22, 2022

Ryan Storey

Huge help thank you for your help .. y'all make it so much easier

Aug 22, 2022

Pelisari

young lad who new his job ansered questions and new what was best for me.

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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.