Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
RIVKIN JACK L | 0001049487 | Oct-31-2003 | officer: EVP & Exec Mgt Committee, other: EVP & Exec Mgt Committee |
BROWN JOYCE F | 0001141475 | Oct-31-2003 | director |
MATZA ROBERT | 0001198025 | Oct-31-2003 | director, officer: EVP, COO |
STEIGER HEIDI L | 0001198027 | Oct-31-2003 | director, officer: Executive Vice President |
SUNDMAN PETER E | 0001198031 | Oct-31-2003 | director, officer: Executive Vice President |
LANE JEFFREY B/ | 0001198410 | Oct-31-2003 | director, officer: President, CEO |
ELLIOTT JOHN A | 0001242769 | Oct-31-2003 | director |
GANTCHER NATHAN | 0001087395 | Oct-29-2003 | director |
HANDWERKER KEVIN | 0001198023 | Oct-29-2003 | officer: General Counsel, SVP, other: General Counsel, SVP |
LEVITT ARTHUR JR | 0001198082 | Oct-29-2003 | director |
MAURER JEFFREY S | 0001185990 | Oct-08-2003 | other: Exec Mgt Committee & EVP |
MADONNA JON C | 0001197249 | Sep-24-2003 | director |
NUSBAUM JACK H | 0001198073 | Sep-24-2003 | director |
LEHMAN BROTHERS INC// | 0000728586 | Jul-21-2003 | other: See Note 1. |
LEHMAN BROTHERS HOLDINGS INC | 0000806085 | Jul-21-2003 | other: See Note A on Exhibit 99.1 |
STADLER MATHEW S | 0001198029 | Jun-04-2003 | officer: Sr VP & CFO |
SCHWARTZ MARVIN C | 0000904772 | May-06-2003 | director |
ZICKLIN LAWRENCE | 0001198032 | May-05-2003 | director |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by NEUBERGER BERMAN INC
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000728774-09-000050 (34 Act) Size: 2 KB |
May-13-2009 | 09821069 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-002239 ( Act) Size: 15 KB |
May-08-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-002238 ( Act) Size: 19 KB |
May-08-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-002237 ( Act) Size: 15 KB |
May-08-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-002236 ( Act) Size: 15 KB |
May-08-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-001943 ( Act) Size: 19 KB |
Apr-09-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-001942 ( Act) Size: 19 KB |
Apr-09-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-001500 ( Act) Size: 16 KB |
Mar-10-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-001495 ( Act) Size: 19 KB |
Mar-10-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-001489 ( Act) Size: 19 KB |
Mar-10-2009 | |
13F-NT | Document | Initial Quarterly Form 13F Notice Report filed by institutional managers Acc-no: 0000728774-09-000020 (34 Act) Size: 2 KB |
Feb-17-2009 | 09614659 |
SC 13G | Document | Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000926 ( Act) Size: 15 KB |
Feb-13-2009 | |
SC 13G | Document | Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000925 ( Act) Size: 19 KB |
Feb-13-2009 | |
SC 13G | Document | Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000924 ( Act) Size: 19 KB |
Feb-13-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000923 ( Act) Size: 19 KB |
Feb-13-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000922 ( Act) Size: 15 KB |
Feb-13-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000921 ( Act) Size: 15 KB |
Feb-13-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000920 ( Act) Size: 19 KB |
Feb-13-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000919 ( Act) Size: 15 KB |
Feb-13-2009 | |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001005477-09-000918 ( Act) Size: 19 KB |
Feb-13-2009 |
Recent 20 filings. View all NEUBERGER BERMAN INC filings
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