PE

PENSON WORLDWIDE INC

  • CIK: 0001123541
  • EIN: 75-2896356
  • Business address: 1700 PACIFIC AVE, STE 1400, DALLAS, Texas, 75201

Information

  • Mailing address
    , , Delaware,
  • Phone
    2147651100
  • State location
    Texas
  • State of incorporation
    Delaware
  • Fiscal year end
    December 31
  • SIC
    6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
  • Filings
    N/A

About PENSON WORLDWIDE INC

PENSON WORLDWIDE INC (CIK: 0001123541) is an American company incorporated in the state of Texas. Head office is located at 1700 PACIFIC AVE, STE 1400, DALLAS, Texas, 75201. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. PENSON WORLDWIDE INC is a public company and trade via Over-The-Counter (OTC).

Ownership

Owner Filings Transaction Date Type of Owner
McCain Richard Barto 0001551524 Jun-05-2012 officer: Chief Financial Officer
Chochon Michael D 0001345123 Apr-01-2012 officer: Chief Financial Officer
BASSO ROBERT S 0001197050 Feb-09-2012 director
SCHUENEMAN DIANE LYNN 0001535421 Nov-29-2011 director
Engel Bryce 0001320998 Jun-15-2009 officer: Executive Vice President
Yancey Charles William 0001466451 Jun-15-2009 officer: CEO of Registrant Subsidiary
Raphael Eran Simon 0001466452 Jun-15-2009 officer: Executive Vice President
Presby Mark M 0001464417 May-11-2009 officer: Controller
Dan Bernard W 0001341360 Apr-29-2008 director
MCALEER KEVIN W 0001082372 May-16-2006 officer: Chief FInancial Officer
HOAG JAY C 0001082906 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
STEINHART RONALD G 0001111641 May-16-2006 director
REYNOLDS JON Q JR 0001188444 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
DREW JOHN 0001188456 May-16-2006 director, 10 percent owner, other: Disclaims 13(g) group status
GRIFFITH WILLIAM 0001188458 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
REED DAVID A 0001192096 May-16-2006 director
KIMBALL RICK 0001197937 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
FEINBERG HENRY 0001211137 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
TCV V LP 0001274664 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
TCV MEMBER FUND L P 0001283642 May-16-2006 other: GP of fund owns
TECHNOLOGY CROSSOVER MANAGEMENT V LLC 0001283643 May-16-2006 10 percent owner, other: Disclaims 13(g) group status
JOHNSON THOMAS RICHARD 0001286502 May-16-2006 director
Koslow Andrew B 0001356285 May-16-2006 officer: Senior VP - General Counsel
Engemoen Roger J JR 0001356300 May-16-2006 director, 10 percent owner, officer: Chairman
Gray Joseph Kelly 0001356302 May-16-2006 director
Dyer James S 0001356303 May-16-2006 director
Gross William D 0001356305 May-16-2006 director
Son Daniel P JR 0001356310 May-16-2006 director, officer: President
Pendergraft Philip A 0001356311 May-16-2006 director, officer: Chief Executive Officer
Kelly David M 0001358064 May-16-2006 director
Smith Mary Agnes 0001358565 May-16-2006 officer: Controller
Engemoen Investments LLC 0001362289 May-16-2006 10 percent owner
Engemoen Family Partnership Ltd 0001362290 May-16-2006 10 percent owner
Johnson David 0001356670 May-16-2005 director

Stock Chart

Coming soon!

Jobs

Coming soon!

Recent SEC Filings

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by PENSON WORLDWIDE INC

Filings Format Description Filed/Effective File/Film Number
UPLOAD Document Acc-no: 0000000000-12-062991 ( Act) Size: 35 KB Nov-19-2012

EFFECT Document Acc-no: 9999999995-12-003223 (33 Act) Size: 1 KB Nov-13-2012

333-163191

121200750
S-8 POS Document

Post-effective amendment to a S-8 registration statement

Acc-no: 0001193125-12-439814 (33 Act) Size: 20 KB		 Oct-29-2012

333-179881

121167204
S-8 POS Document

Post-effective amendment to a S-8 registration statement

Acc-no: 0001193125-12-439799 (33 Act) Size: 20 KB		 Oct-29-2012

333-172086

121167187
S-8 POS Document

Post-effective amendment to a S-8 registration statement

Acc-no: 0001193125-12-439775 (33 Act) Size: 20 KB		 Oct-29-2012

333-159996

121167151
S-8 POS Document

Post-effective amendment to a S-8 registration statement

Acc-no: 0001193125-12-439743 (33 Act) Size: 20 KB		 Oct-29-2012

333-134374

121167119
POS AM Document

Post-effective amendment to a registration statement that is not immediately effective upon filing

Acc-no: 0001193125-12-439705 (33 Act) Size: 21 KB		 Oct-29-2012

333-163191

121167042
15-12B Document

Notice of termination of registration of a class of securities under Section 12(b)

Acc-no: 0001193125-12-427362 (34 Act) Size: 9 KB		 Oct-18-2012

001-32878

121150985
25 Document

Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange

Acc-no: 0001193125-12-416876 (34 Act) Size: 12 KB		 Oct-05-2012

001-32878

121132850
4 Document

Statement of changes in beneficial ownership of securities

Acc-no: 0001209191-12-048190 ( Act) Size: 5 KB		 Oct-03-2012

8-K Document

Current report filing

Acc-no: 0001193125-12-404982 (34 Act) Size: 69 KB		 Sep-26-2012

001-32878

121111502
UPLOAD Document Acc-no: 0000000000-12-049216 ( Act) Size: 130 KB Sep-10-2012

10-Q/A Document

Amendment to Quarterly report pursuant to sections 13 or 15(d)

Acc-no: 0001123541-12-000008 (34 Act) Size: 7725 KB		 Sep-06-2012

001-32878

121077474
8-K Document

Current report filing

Acc-no: 0001193125-12-368385 (34 Act) Size: 13 KB		 Aug-24-2012

001-32878

121054838
SC 13D/A Document

Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities

Acc-no: 0001011438-12-000291 (34 Act) Size: 112 KB		 Aug-20-2012

005-81829

121045290
8-K Document

Current report filing

Acc-no: 0001193125-12-355940 (34 Act) Size: 12 KB		 Aug-14-2012

001-32878

121034330
10-Q Document

Quarterly report pursuant to sections 13 or 15(d)

Acc-no: 0001123541-12-000005 (34 Act) Size: 1467 KB		 Aug-14-2012

001-32878

121033194
8-K Document

Current report filing

Acc-no: 0001193125-12-344179 (34 Act) Size: 13 KB		 Aug-08-2012

001-32878

121017331
4 Document

Statement of changes in beneficial ownership of securities

Acc-no: 0001209191-12-040045 ( Act) Size: 6 KB		 Aug-02-2012

4 Document

Statement of changes in beneficial ownership of securities

Acc-no: 0001209191-12-040044 ( Act) Size: 5 KB		 Aug-02-2012

Recent 20 filings. View all PENSON WORLDWIDE INC filings

Reviews

Overall rating 5.0

Aug 22, 2022

Pelisari

young lad who new his job ansered questions and new what was best for me.

Aug 22, 2022

Jean Bishop

Very good communication and delivery made within the timeframe I was advised of

Aug 22, 2022

Catherine

Thanks I look forward to using the product to improve my skin tone

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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.

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