PENSON WORLDWIDE INC (CIK: 0001123541) EDGAR, Information, Filings... CompaniesBIO.Com

PENSON WORLDWIDE INC

Mailing address
, , Delaware,
Phone
2147651100
State location
Texas
State of incorporation
Delaware
Fiscal year end
December 31
SIC
6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Filings
N/A

PENSON WORLDWIDE INC (CIK: 0001123541) is an American company incorporated in the state of Texas. Head office is located at 1700 PACIFIC AVE, STE 1400, DALLAS, Texas, 75201. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. PENSON WORLDWIDE INC is a public company and trade via Over-The-Counter (OTC).

Owner	Filings	Transaction Date	Type of Owner
McCain Richard Barto	0001551524	Jun-05-2012	officer: Chief Financial Officer
Chochon Michael D	0001345123	Apr-01-2012	officer: Chief Financial Officer
BASSO ROBERT S	0001197050	Feb-09-2012	director
SCHUENEMAN DIANE LYNN	0001535421	Nov-29-2011	director
Engel Bryce	0001320998	Jun-15-2009	officer: Executive Vice President
Yancey Charles William	0001466451	Jun-15-2009	officer: CEO of Registrant Subsidiary
Raphael Eran Simon	0001466452	Jun-15-2009	officer: Executive Vice President
Presby Mark M	0001464417	May-11-2009	officer: Controller
Dan Bernard W	0001341360	Apr-29-2008	director
MCALEER KEVIN W	0001082372	May-16-2006	officer: Chief FInancial Officer
HOAG JAY C	0001082906	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
STEINHART RONALD G	0001111641	May-16-2006	director
REYNOLDS JON Q JR	0001188444	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
DREW JOHN	0001188456	May-16-2006	director, 10 percent owner, other: Disclaims 13(g) group status
GRIFFITH WILLIAM	0001188458	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
REED DAVID A	0001192096	May-16-2006	director
KIMBALL RICK	0001197937	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
FEINBERG HENRY	0001211137	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
TCV V LP	0001274664	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
TCV MEMBER FUND L P	0001283642	May-16-2006	other: GP of fund owns
TECHNOLOGY CROSSOVER MANAGEMENT V LLC	0001283643	May-16-2006	10 percent owner, other: Disclaims 13(g) group status
JOHNSON THOMAS RICHARD	0001286502	May-16-2006	director
Koslow Andrew B	0001356285	May-16-2006	officer: Senior VP - General Counsel
Engemoen Roger J JR	0001356300	May-16-2006	director, 10 percent owner, officer: Chairman
Gray Joseph Kelly	0001356302	May-16-2006	director
Dyer James S	0001356303	May-16-2006	director
Gross William D	0001356305	May-16-2006	director
Son Daniel P JR	0001356310	May-16-2006	director, officer: President
Pendergraft Philip A	0001356311	May-16-2006	director, officer: Chief Executive Officer
Kelly David M	0001358064	May-16-2006	director
Smith Mary Agnes	0001358565	May-16-2006	officer: Controller
Engemoen Investments LLC	0001362289	May-16-2006	10 percent owner
Engemoen Family Partnership Ltd	0001362290	May-16-2006	10 percent owner
Johnson David	0001356670	May-16-2005	director

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by PENSON WORLDWIDE INC

Filings	Format	Description	Filed/Effective	File/Film Number
UPLOAD	Document	Acc-no: 0000000000-12-062991 ( Act) Size: KB	Nov-19-2012
EFFECT	Document	Acc-no: 9999999995-12-003223 (33 Act) Size: KB	Nov-13-2012	333-163191 121200750
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001193125-12-439814 (33 Act) Size: KB	Oct-29-2012	333-179881 121167204
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001193125-12-439799 (33 Act) Size: KB	Oct-29-2012	333-172086 121167187
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001193125-12-439775 (33 Act) Size: KB	Oct-29-2012	333-159996 121167151
S-8 POS	Document	Post-effective amendment to a S-8 registration statement Acc-no: 0001193125-12-439743 (33 Act) Size: KB	Oct-29-2012	333-134374 121167119
POS AM	Document	Post-effective amendment to a registration statement that is not immediately effective upon filing Acc-no: 0001193125-12-439705 (33 Act) Size: KB	Oct-29-2012	333-163191 121167042
15-12B	Document	Notice of termination of registration of a class of securities under Section 12(b) Acc-no: 0001193125-12-427362 (34 Act) Size: KB	Oct-18-2012	001-32878 121150985
25	Document	Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange Acc-no: 0001193125-12-416876 (34 Act) Size: 0 KB	Oct-05-2012	001-32878 121132850
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001209191-12-048190 ( Act) Size: 0 KB	Oct-03-2012
8-K	Document	Current report filing Acc-no: 0001193125-12-404982 (34 Act) Size: KB	Sep-26-2012	001-32878 121111502
UPLOAD	Document	Acc-no: 0000000000-12-049216 ( Act) Size: KB	Sep-10-2012
10-Q/A	Document	Amendment to Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001123541-12-000008 (34 Act) Size: KB	Sep-06-2012	001-32878 121077474
8-K	Document	Current report filing Acc-no: 0001193125-12-368385 (34 Act) Size: KB	Aug-24-2012	001-32878 121054838
SC 13D/A	Document	Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001011438-12-000291 (34 Act) Size: KB	Aug-20-2012	005-81829 121045290
8-K	Document	Current report filing Acc-no: 0001193125-12-355940 (34 Act) Size: KB	Aug-14-2012	001-32878 121034330
10-Q	Document	Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001123541-12-000005 (34 Act) Size: KB	Aug-14-2012	001-32878 121033194
8-K	Document	Current report filing Acc-no: 0001193125-12-344179 (34 Act) Size: KB	Aug-08-2012	001-32878 121017331
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001209191-12-040045 ( Act) Size: 0 KB	Aug-02-2012
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001209191-12-040044 ( Act) Size: 0 KB	Aug-02-2012

Recent 20 filings. View all PENSON WORLDWIDE INC filings

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Aug 22, 2022

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Aug 22, 2022

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Aug 22, 2022

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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.