PIPER SANDLER COMPANIES (CIK: 0001230245) EDGAR, Information, Filings... CompaniesBIO.Com

PIPER SANDLER COMPANIES

Mailing address
800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, Delaware, 55402
Phone
(612) 303-6000
State location
Minnesota
State of incorporation
Delaware
Fiscal year end
December 31
SIC
6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Filings
N/A

PIPER SANDLER COMPANIES (CIK: 0001230245) is an American company incorporated in the state of Minnesota. Head office is located at 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, Minnesota, 55402. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. PIPER SANDLER COMPANIES is a public company and trade via Over-The-Counter (OTC).

Old names:

PIPER JAFFRAY COMPANIES from 2003-25-Jun to 2020-02-Jan

Owner	Filings	Transaction Date	Type of Owner
Mitchell Robbin	0001844599	Sep-27-2021	director
Dillahunt Michael R	0001849769	Mar-18-2021	officer: Global Co-Head IB and Cap Mkts
Sterling Brian R	0001837229	Jan-04-2021	director
Doyle Jonathan J	0001796882	Jan-06-2020	director, officer: Hd of Financial Services Group
HOLT VICTORIA M	0001181629	Sep-16-2019	director
Baker James P	0001763980	Jan-01-2019	officer: Global Co-Head IB and Cap Mkts
SCHREIER THOMAS S JR	0001271525	Sep-14-2018	director
Harvey Stuart C. JR	0001526864	Nov-07-2016	officer: President and COO
Frazier Michael E	0001608405	Feb-26-2016	director
Esckilsen Christine N	0001664979	Jan-28-2016	officer: Chief of Human Capital
Smith Thomas Gregory	0001665030	Jan-28-2016	officer: Chief Strategy Officer
SMITH SHERRY M	0001214552	Jan-27-2015	director
FITZGERALD WILLIAM R	0001195177	Mar-17-2014	director
TAYLOR SCOTT C	0001271058	Feb-04-2014	director
Crawshaw Christopher D	0001596363	Jan-01-2014	officer: Head of Asset Management
SORAN PHILIP	0001233126	Feb-05-2013	director
Geelan John W	0001566456	Jan-18-2013	officer: General Counsel
Klinefelter Jeffrey P	0001554219	Jul-12-2012	officer: Global Head of Equities
LaRue R Scott	0001538590	Jan-01-2012	officer: Co-Head Global IB and Cap Mkts
Abraham Chad R	0001538591	Jan-01-2012	officer: Co-Head Global IB and Cap Mkts
Woodhouse Hope B	0001529759	Sep-22-2011	director
O'Brien Brien M	0001485539	Mar-01-2010	officer: Head of Asset Management
Volpi Michele	0001310628	Feb-03-2010	director
Gambale Virginia	0001298598	Sep-22-2009	director
Winges Martin Bradley	0001453018	Jan-01-2009	officer: Head, Fixed Income Services
Wilson David I	0001435611	May-16-2008	officer: CEO of Piper Jaffray Ltd.
Schoneman Debbra L.	0001435654	May-16-2008	officer: Chief Financial Officer
Ko Alex Po-Ming	0001435722	May-16-2008	officer: Chairman CEO PJ Asia
PETERSON ROBERT W	0001271853	May-15-2008	officer: Head of Equities
FIREBAUGH RONALD T	0001276387	May-15-2008	officer: Chief Administrative Officer
Fairman Francis E IV	0001332203	May-15-2008	officer: Head, Public Finance Services
May Benjamin T	0001372025	May-15-2008	officer: Head of Fixed Income Services
Salveson Jon W	0001372026	May-15-2008	officer: Head of Investment Banking
POLSKY LISA	0001390950	May-02-2007	director
Carter Timothy L	0001372024	Aug-11-2006	officer: Chief Accounting Officer
Taylor Jean M	0001334403	Jul-27-2005	director
PIPER ADDISON L	0001181279	Feb-12-2004	officer: Chairman
DUFF ANDREW S	0001185482	Feb-12-2004	director, officer: Chairman and CEO
FRANCIS MICHAEL	0001204997	Feb-12-2004	director
ZONA RICHARD A	0001217669	Feb-12-2004	director
SIMS FRANK L	0001218740	Feb-12-2004	director
JOHNSON B KRISTINE	0001231984	Feb-12-2004	director
KAPLAN SAMUEL L	0001240086	Feb-12-2004	director
CHOSY JAMES L	0001271850	Feb-12-2004	officer: General Counsel and Secretary
NORDSTRAND BARRY J	0001271851	Feb-12-2004	officer: Head of Fixed Income
DUFFY MICHAEL D	0001271852	Feb-12-2004	officer: Chief Information Officer
GRANGAARD PAUL D	0001271854	Feb-12-2004	officer: Head of Private Client Service
SPONEM SANDRA G	0001271855	Feb-12-2004	officer: Chief Financial Officer
CLAYTON PAMELA L	0001271856	Feb-12-2004	officer: Head of Human Resources
SCHNETTLER THOMAS P	0001271857	Feb-12-2004	officer: Head - Equities/Invest Banking
US BANCORP \DE\	0000036104	Dec-19-2003	10 percent owner
U S BANCORP PIPER JAFFRAY COMPANIES INC	0000078778	Dec-19-2003	10 percent owner

Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by PIPER SANDLER COMPANIES

Filings	Format	Description	Filed/Effective	File/Film Number
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000164 ( Act) Size: 0 KB	Sep-24-2024
3	Document	Initial statement of beneficial ownership of securities Acc-no: 0001230245-24-000162 ( Act) Size: 0 KB	Sep-24-2024
8-K	Document	Current report filing Acc-no: 0001230245-24-000160 (34 Act) Size: KB	Sep-23-2024	001-31720 241315099
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000156 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000154 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000152 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000150 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000148 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000146 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000144 ( Act) Size: 0 KB	Sep-16-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000142 ( Act) Size: 0 KB	Aug-21-2024
S-8	Document	Initial registration statement for securities to be offered to employees pursuant to employee benefit plans Acc-no: 0001104659-24-090855 (33 Act) Size: KB	Aug-19-2024	333-281647 241220901
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000140 ( Act) Size: 0 KB	Aug-16-2024
144	Document	Filing for proposed sale of securities under Rule 144 Acc-no: 0001921094-24-001038 (33 Act) Size: 0 KB	Aug-15-2024	001-31720 241212862
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000138 ( Act) Size: 0 KB	Aug-14-2024
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000136 ( Act) Size: 0 KB	Aug-09-2024
144	Document	Filing for proposed sale of securities under Rule 144 Acc-no: 0001921094-24-001010 (33 Act) Size: 0 KB	Aug-09-2024	001-31720 241192935
4	Document	Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000134 ( Act) Size: 0 KB	Aug-06-2024
10-Q	Document	Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001230245-24-000132 (34 Act) Size: KB	Aug-06-2024	001-31720 241178131
144	Document	Filing for proposed sale of securities under Rule 144 Acc-no: 0001950047-24-005825 (33 Act) Size: 0 KB	Aug-05-2024	001-31720 241175332

Recent 20 filings. View all PIPER SANDLER COMPANIES filings

Overall rating 5.0

Aug 22, 2022

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Aug 22, 2022

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Aug 22, 2022

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PIPER SANDLER COMPANIES overview
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PIPER SANDLER COMPANIES documents

Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.