Old names:
Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
Mitchell Robbin | 0001844599 | Sep-27-2021 | director |
Dillahunt Michael R | 0001849769 | Mar-18-2021 | officer: Global Co-Head IB and Cap Mkts |
Sterling Brian R | 0001837229 | Jan-04-2021 | director |
Doyle Jonathan J | 0001796882 | Jan-06-2020 | director, officer: Hd of Financial Services Group |
HOLT VICTORIA M | 0001181629 | Sep-16-2019 | director |
Baker James P | 0001763980 | Jan-01-2019 | officer: Global Co-Head IB and Cap Mkts |
SCHREIER THOMAS S JR | 0001271525 | Sep-14-2018 | director |
Harvey Stuart C. JR | 0001526864 | Nov-07-2016 | officer: President and COO |
Frazier Michael E | 0001608405 | Feb-26-2016 | director |
Esckilsen Christine N | 0001664979 | Jan-28-2016 | officer: Chief of Human Capital |
Smith Thomas Gregory | 0001665030 | Jan-28-2016 | officer: Chief Strategy Officer |
SMITH SHERRY M | 0001214552 | Jan-27-2015 | director |
FITZGERALD WILLIAM R | 0001195177 | Mar-17-2014 | director |
TAYLOR SCOTT C | 0001271058 | Feb-04-2014 | director |
Crawshaw Christopher D | 0001596363 | Jan-01-2014 | officer: Head of Asset Management |
SORAN PHILIP | 0001233126 | Feb-05-2013 | director |
Geelan John W | 0001566456 | Jan-18-2013 | officer: General Counsel |
Klinefelter Jeffrey P | 0001554219 | Jul-12-2012 | officer: Global Head of Equities |
LaRue R Scott | 0001538590 | Jan-01-2012 | officer: Co-Head Global IB and Cap Mkts |
Abraham Chad R | 0001538591 | Jan-01-2012 | officer: Co-Head Global IB and Cap Mkts |
Woodhouse Hope B | 0001529759 | Sep-22-2011 | director |
O'Brien Brien M | 0001485539 | Mar-01-2010 | officer: Head of Asset Management |
Volpi Michele | 0001310628 | Feb-03-2010 | director |
Gambale Virginia | 0001298598 | Sep-22-2009 | director |
Winges Martin Bradley | 0001453018 | Jan-01-2009 | officer: Head, Fixed Income Services |
Wilson David I | 0001435611 | May-16-2008 | officer: CEO of Piper Jaffray Ltd. |
Schoneman Debbra L. | 0001435654 | May-16-2008 | officer: Chief Financial Officer |
Ko Alex Po-Ming | 0001435722 | May-16-2008 | officer: Chairman CEO PJ Asia |
PETERSON ROBERT W | 0001271853 | May-15-2008 | officer: Head of Equities |
FIREBAUGH RONALD T | 0001276387 | May-15-2008 | officer: Chief Administrative Officer |
Fairman Francis E IV | 0001332203 | May-15-2008 | officer: Head, Public Finance Services |
May Benjamin T | 0001372025 | May-15-2008 | officer: Head of Fixed Income Services |
Salveson Jon W | 0001372026 | May-15-2008 | officer: Head of Investment Banking |
POLSKY LISA | 0001390950 | May-02-2007 | director |
Carter Timothy L | 0001372024 | Aug-11-2006 | officer: Chief Accounting Officer |
Taylor Jean M | 0001334403 | Jul-27-2005 | director |
PIPER ADDISON L | 0001181279 | Feb-12-2004 | officer: Chairman |
DUFF ANDREW S | 0001185482 | Feb-12-2004 | director, officer: Chairman and CEO |
FRANCIS MICHAEL | 0001204997 | Feb-12-2004 | director |
ZONA RICHARD A | 0001217669 | Feb-12-2004 | director |
SIMS FRANK L | 0001218740 | Feb-12-2004 | director |
JOHNSON B KRISTINE | 0001231984 | Feb-12-2004 | director |
KAPLAN SAMUEL L | 0001240086 | Feb-12-2004 | director |
CHOSY JAMES L | 0001271850 | Feb-12-2004 | officer: General Counsel and Secretary |
NORDSTRAND BARRY J | 0001271851 | Feb-12-2004 | officer: Head of Fixed Income |
DUFFY MICHAEL D | 0001271852 | Feb-12-2004 | officer: Chief Information Officer |
GRANGAARD PAUL D | 0001271854 | Feb-12-2004 | officer: Head of Private Client Service |
SPONEM SANDRA G | 0001271855 | Feb-12-2004 | officer: Chief Financial Officer |
CLAYTON PAMELA L | 0001271856 | Feb-12-2004 | officer: Head of Human Resources |
SCHNETTLER THOMAS P | 0001271857 | Feb-12-2004 | officer: Head - Equities/Invest Banking |
US BANCORP \DE\ | 0000036104 | Dec-19-2003 | 10 percent owner |
U S BANCORP PIPER JAFFRAY COMPANIES INC | 0000078778 | Dec-19-2003 | 10 percent owner |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by PIPER SANDLER COMPANIES
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000164 ( Act) Size: 0 KB |
Sep-24-2024 | |
3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0001230245-24-000162 ( Act) Size: 0 KB |
Sep-24-2024 | |
8-K | Document | Current report filing Acc-no: 0001230245-24-000160 (34 Act) Size: KB |
Sep-23-2024 | 241315099 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000156 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000154 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000152 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000150 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000148 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000146 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000144 ( Act) Size: 0 KB |
Sep-16-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000142 ( Act) Size: 0 KB |
Aug-21-2024 | |
S-8 | Document | Initial registration statement for securities to be offered to employees pursuant to employee benefit plans Acc-no: 0001104659-24-090855 (33 Act) Size: KB |
Aug-19-2024 | 241220901 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000140 ( Act) Size: 0 KB |
Aug-16-2024 | |
144 | Document | Filing for proposed sale of securities under Rule 144 Acc-no: 0001921094-24-001038 (33 Act) Size: 0 KB |
Aug-15-2024 | 241212862 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000138 ( Act) Size: 0 KB |
Aug-14-2024 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000136 ( Act) Size: 0 KB |
Aug-09-2024 | |
144 | Document | Filing for proposed sale of securities under Rule 144 Acc-no: 0001921094-24-001010 (33 Act) Size: 0 KB |
Aug-09-2024 | 241192935 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000134 ( Act) Size: 0 KB |
Aug-06-2024 | |
10-Q | Document | Quarterly report pursuant to sections 13 or 15(d) Acc-no: 0001230245-24-000132 (34 Act) Size: KB |
Aug-06-2024 | 241178131 |
144 | Document | Filing for proposed sale of securities under Rule 144 Acc-no: 0001950047-24-005825 (33 Act) Size: 0 KB |
Aug-05-2024 | 241175332 |
Recent 20 filings. View all PIPER SANDLER COMPANIES filings
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