PIPER SANDLER COMPANIES
- CIK: 0001230245
- EIN: 30-0168701
- Business address: 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, Minnesota, 55402
About PIPER SANDLER COMPANIES
PIPER SANDLER COMPANIES (CIK: 0001230245) is an American company incorporated in the state of Minnesota. Head office is located at 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, Minnesota, 55402. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. PIPER SANDLER COMPANIES is a public company and trade via Over-The-Counter (OTC).Old names:
- PIPER JAFFRAY COMPANIES from 2003-25-Jun to 2020-02-Jan
Ownership
| Owner | Filings | Transaction Date | Type of Owner |
|---|---|---|---|
| Mitchell Robbin | 0001844599 | Sep-27-2021 | director |
| Dillahunt Michael R | 0001849769 | Mar-18-2021 | officer: Global Co-Head IB and Cap Mkts |
| Sterling Brian R | 0001837229 | Jan-04-2021 | director |
| Doyle Jonathan J | 0001796882 | Jan-06-2020 | director, officer: Hd of Financial Services Group |
| HOLT VICTORIA M | 0001181629 | Sep-16-2019 | director |
| Baker James P | 0001763980 | Jan-01-2019 | officer: Global Co-Head IB and Cap Mkts |
| SCHREIER THOMAS S JR | 0001271525 | Sep-14-2018 | director |
| Harvey Stuart C. JR | 0001526864 | Nov-07-2016 | officer: President and COO |
| Frazier Michael E | 0001608405 | Feb-26-2016 | director |
| Esckilsen Christine N | 0001664979 | Jan-28-2016 | officer: Chief of Human Capital |
| Smith Thomas Gregory | 0001665030 | Jan-28-2016 | officer: Chief Strategy Officer |
| SMITH SHERRY M | 0001214552 | Jan-27-2015 | director |
| FITZGERALD WILLIAM R | 0001195177 | Mar-17-2014 | director |
| TAYLOR SCOTT C | 0001271058 | Feb-04-2014 | director |
| Crawshaw Christopher D | 0001596363 | Jan-01-2014 | officer: Head of Asset Management |
| SORAN PHILIP | 0001233126 | Feb-05-2013 | director |
| Geelan John W | 0001566456 | Jan-18-2013 | officer: General Counsel |
| Klinefelter Jeffrey P | 0001554219 | Jul-12-2012 | officer: Global Head of Equities |
| LaRue R Scott | 0001538590 | Jan-01-2012 | officer: Co-Head Global IB and Cap Mkts |
| Abraham Chad R | 0001538591 | Jan-01-2012 | officer: Co-Head Global IB and Cap Mkts |
| Woodhouse Hope B | 0001529759 | Sep-22-2011 | director |
| O'Brien Brien M | 0001485539 | Mar-01-2010 | officer: Head of Asset Management |
| Volpi Michele | 0001310628 | Feb-03-2010 | director |
| Gambale Virginia | 0001298598 | Sep-22-2009 | director |
| Winges Martin Bradley | 0001453018 | Jan-01-2009 | officer: Head, Fixed Income Services |
| Wilson David I | 0001435611 | May-16-2008 | officer: CEO of Piper Jaffray Ltd. |
| Schoneman Debbra L. | 0001435654 | May-16-2008 | officer: Chief Financial Officer |
| Ko Alex Po-Ming | 0001435722 | May-16-2008 | officer: Chairman CEO PJ Asia |
| PETERSON ROBERT W | 0001271853 | May-15-2008 | officer: Head of Equities |
| FIREBAUGH RONALD T | 0001276387 | May-15-2008 | officer: Chief Administrative Officer |
| Fairman Francis E IV | 0001332203 | May-15-2008 | officer: Head, Public Finance Services |
| May Benjamin T | 0001372025 | May-15-2008 | officer: Head of Fixed Income Services |
| Salveson Jon W | 0001372026 | May-15-2008 | officer: Head of Investment Banking |
| POLSKY LISA | 0001390950 | May-02-2007 | director |
| Carter Timothy L | 0001372024 | Aug-11-2006 | officer: Chief Accounting Officer |
| Taylor Jean M | 0001334403 | Jul-27-2005 | director |
| PIPER ADDISON L | 0001181279 | Feb-12-2004 | officer: Chairman |
| DUFF ANDREW S | 0001185482 | Feb-12-2004 | director, officer: Chairman and CEO |
| FRANCIS MICHAEL | 0001204997 | Feb-12-2004 | director |
| ZONA RICHARD A | 0001217669 | Feb-12-2004 | director |
| SIMS FRANK L | 0001218740 | Feb-12-2004 | director |
| JOHNSON B KRISTINE | 0001231984 | Feb-12-2004 | director |
| KAPLAN SAMUEL L | 0001240086 | Feb-12-2004 | director |
| CHOSY JAMES L | 0001271850 | Feb-12-2004 | officer: General Counsel and Secretary |
| NORDSTRAND BARRY J | 0001271851 | Feb-12-2004 | officer: Head of Fixed Income |
| DUFFY MICHAEL D | 0001271852 | Feb-12-2004 | officer: Chief Information Officer |
| GRANGAARD PAUL D | 0001271854 | Feb-12-2004 | officer: Head of Private Client Service |
| SPONEM SANDRA G | 0001271855 | Feb-12-2004 | officer: Chief Financial Officer |
| CLAYTON PAMELA L | 0001271856 | Feb-12-2004 | officer: Head of Human Resources |
| SCHNETTLER THOMAS P | 0001271857 | Feb-12-2004 | officer: Head - Equities/Invest Banking |
| US BANCORP \DE\ | 0000036104 | Dec-19-2003 | 10 percent owner |
| U S BANCORP PIPER JAFFRAY COMPANIES INC | 0000078778 | Dec-19-2003 | 10 percent owner |
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Recent SEC Filings
Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by PIPER SANDLER COMPANIES
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 8-K | Document | Current report filing Acc-no: 0001230245-24-000077 (34 Act) Size: 736 KB |
Apr-26-2024 | 24878890 |
| DEFA14A | Document | Additional definitive proxy solicitation materials Acc-no: 0001104659-24-046559 (34 Act) Size: 15 KB |
Apr-12-2024 | 24840181 |
| DEFA14A | Document | Additional definitive proxy solicitation materials Acc-no: 0001104659-24-046558 (34 Act) Size: 421 KB |
Apr-12-2024 | 24840180 |
| DEF 14A | Document | Definitive proxy statements Acc-no: 0001104659-24-046556 (34 Act) Size: 7373 KB |
Apr-12-2024 | 24840177 |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000074 ( Act) Size: 4 KB |
Apr-02-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000072 ( Act) Size: 4 KB |
Apr-02-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000070 ( Act) Size: 4 KB |
Apr-02-2024 | |
| ARS | Document | Annual report to security holders Acc-no: 0001230245-24-000068 (34 Act) Size: 5775 KB |
Mar-28-2024 | 24794409 |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000066 ( Act) Size: 4 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000064 ( Act) Size: 5 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000062 ( Act) Size: 4 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000060 ( Act) Size: 4 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000058 ( Act) Size: 4 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000056 ( Act) Size: 5 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000054 ( Act) Size: 5 KB |
Mar-18-2024 | |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000052 ( Act) Size: 8 KB |
Mar-04-2024 | |
| 144 | Document | Filing for proposed sale of securities under Rule 144 Acc-no: 0001921094-24-000317 (33 Act) Size: 10 KB |
Mar-04-2024 | 24717069 |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000050 ( Act) Size: 5 KB |
Mar-04-2024 | |
| 144 | Document | Filing for proposed sale of securities under Rule 144 Acc-no: 0001921094-24-000280 (33 Act) Size: 8 KB |
Feb-29-2024 | 24705323 |
| 4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001230245-24-000048 ( Act) Size: 17 KB |
Feb-28-2024 |
Recent 20 filings. View all PIPER SANDLER COMPANIES filings
Reviews
Catherine
Thanks I look forward to using the product to improve my skin tone
Pelisari
young lad who new his job ansered questions and new what was best for me.
Ryan Storey
Huge help thank you for your help .. y'all make it so much easier
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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.
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