Refco Inc.
- CIK: 0001321746
- EIN: 20-2537426
- Business address: ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, NEW YORK, New York, 10281
Information
About Refco Inc.
Refco Inc. (CIK: 0001321746) is an American company incorporated in the state of New York. Head office is located at ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, TOWER A, NEW YORK, New York, 10281. Work in the industry 6200 - (CF Office: Office of Finance) SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES. Refco Inc. is a public company and trade via Over-The-Counter (OTC).Ownership
| Owner | Filings | Transaction Date | Type of Owner |
|---|---|---|---|
| LEE THOMAS H | 0000901269 | Aug-11-2005 | director, 10 percent owner |
| O KELLEY RONALD L | 0001017406 | Aug-11-2005 | director |
| SCHOEN SCOTT A | 0001027036 | Aug-11-2005 | director, 10 percent owner |
| HARKINS DAVID V | 0001027042 | Aug-11-2005 | director, 10 percent owner |
| GANTCHER NATHAN | 0001087395 | Aug-11-2005 | director |
| LEE THOMAS H EQUITY FUND V LP | 0001114370 | Aug-11-2005 | 10 percent owner |
| JAECKEL SCOTT L | 0001180794 | Aug-11-2005 | director, 10 percent owner |
| LEE THOMAS H ADVISORS LLC | 0001260943 | Aug-11-2005 | 10 percent owner |
| THL EQUITY ADVISORS V LLC | 0001261035 | Aug-11-2005 | 10 percent owner |
| LEE THOMAS H PARALLEL FUND V LP | 0001261037 | Aug-11-2005 | 10 percent owner |
| BREITMAN LEO R | 0001302428 | Aug-11-2005 | director |
| Klejna Dennis A | 0001333595 | Aug-11-2005 | officer: Exec. VP, Gen Counsel and Sec |
| Bennett Phillip R | 0001333596 | Aug-11-2005 | director, 10 percent owner, officer: Chief Executive Officer, Chairman,President |
| Refco Group Holdings, Inc. | 0001333598 | Aug-11-2005 | 10 percent owner |
| Maggio Santo C | 0001333599 | Aug-11-2005 | officer: Executive Vice President |
| Sherer Gerald M | 0001333608 | Aug-11-2005 | officer: Exec. VP and CFO |
| Murphy Joseph J | 0001333628 | Aug-11-2005 | officer: Executive VP and President |
| Phillip R. Bennett Three Year Annuity Trust | 0001334041 | Aug-11-2005 | 10 percent owner |
| Sexton William M | 0001334045 | Aug-11-2005 | officer: Executive VP & COO |
| Putnam Investment Holdings, LLC | 0001336329 | Aug-11-2005 | other: Member of group owning > 10% |
| Putnam Investments Employees Securities CO I LLC | 0001336330 | Aug-11-2005 | other: Member of group owning >10% |
| Putnam Investments Employees Securities CO II LLC | 0001336331 | Aug-11-2005 | other: Member of group owning > 10% |
| CREDIT SUISSE/ | 0000824468 | Aug-10-2005 | other: See Exhibit 99.1 |
| AUDA PARTNERS LP | 0001161063 | Aug-10-2005 | other: See Exhibit 99.1 |
| Pacific Corporate Group Holdings, LLC | 0001304486 | Aug-10-2005 | 10 percent owner |
| Auda Refco Ltd | 0001336428 | Aug-10-2005 | other: See Exhibit 99.1 |
| Auda Partners LLC | 0001336512 | Aug-10-2005 | other: See Exhibit 99.1 |
| Auda Partners Beteiligungen GmbH & Co. KG | 0001336517 | Aug-10-2005 | other: See Exhibit 99.1 |
| PCG NYS Investments LLC | 0001336857 | Aug-10-2005 | 10 percent owner |
| New York State Retirement Co-Investment Fund, L.P. | 0001337004 | Aug-10-2005 | 10 percent owner |
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Recent SEC Filings
Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by Refco Inc.
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 15-12B | Document | Notice of termination of registration of a class of securities under Section 12(b) Acc-no: 0000929638-06-000545 (34 Act) Size: KB |
Dec-29-2006 | 061304486 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-003560 (34 Act) Size: KB |
Dec-20-2006 | 061290810 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-003499 (34 Act) Size: KB |
Dec-14-2006 | 061277337 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-003349 (34 Act) Size: KB |
Dec-06-2006 | 061260130 |
| SC 13G | Document | Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001193125-06-238077 (34 Act) Size: KB |
Nov-17-2006 | 061225958 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-003056 (34 Act) Size: KB |
Nov-15-2006 | 061219860 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-002785 (34 Act) Size: KB |
Oct-17-2006 | 061148628 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-002546 (34 Act) Size: KB |
Sep-18-2006 | 061094483 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-002545 (34 Act) Size: KB |
Sep-15-2006 | 061093990 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-002233 (34 Act) Size: KB |
Aug-14-2006 | 061028407 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-002162 (34 Act) Size: KB |
Aug-09-2006 | 061015646 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-001909 (34 Act) Size: KB |
Jul-11-2006 | 06956016 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-001714 (34 Act) Size: KB |
Jun-15-2006 | 06906683 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-001604 (34 Act) Size: KB |
Jun-02-2006 | 06882460 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-001263 (34 Act) Size: KB |
May-04-2006 | 06806554 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-001036 (34 Act) Size: KB |
Apr-11-2006 | 06753631 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-001022 (34 Act) Size: KB |
Apr-10-2006 | 06751548 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-000865 (34 Act) Size: KB |
Mar-30-2006 | 06723428 |
| SC 13G | Document | Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000909518-06-000171 (34 Act) Size: KB |
Feb-14-2006 | 06606500 |
| 8-K | Document | Current report filing Acc-no: 0001341004-06-000314 (34 Act) Size: KB |
Feb-07-2006 | 06584796 |
Recent 20 filings. View all Refco Inc. filings
Reviews
Pelisari
young lad who new his job ansered questions and new what was best for me.
Samuel Ejimofor
It's being easier working on the website. And I recommend, it's a great website
Ryan Storey
Huge help thank you for your help .. y'all make it so much easier
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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.
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