Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
MCFARLAND DUNCAN M | 0001228058 | Apr-04-2007 | director |
Robbins Rachel F | 0001381119 | Nov-20-2006 | officer: EVP and General Counsel |
Freeman William M | 0001368438 | Jul-03-2006 | officer: SVP and Acting General Counsel |
CARTER MARSHALL N | 0001017390 | Mar-07-2006 | director |
SHAPIRO ROBERT B | 0001083227 | Mar-07-2006 | director |
THAIN JOHN A | 0001090355 | Mar-07-2006 | director, officer: Chief Executive Officer |
JACKSON SHIRLEY A | 0001168019 | Mar-07-2006 | director |
VON DER HEYDEN KARL M | 0001185300 | Mar-07-2006 | director |
FORD WILLIAM E | 0001193345 | Mar-07-2006 | director |
KINNEY CATHERINE R | 0001205054 | Mar-07-2006 | officer: President and Co-COO |
RIVLIN ALICE M | 0001206885 | Mar-07-2006 | director |
KETCHUM RICHARD G | 0001207211 | Mar-07-2006 | officer: Chief Ex. Off. NYSE Reg. |
MCNULTY JAMES J | 0001212837 | Mar-07-2006 | director |
Putnam Gerald D | 0001299912 | Mar-07-2006 | officer: President and Co-COO |
Chai Nelson | 0001299914 | Mar-07-2006 | officer: Ex. VP and CFO |
OHara Kevin JP | 0001299927 | Mar-07-2006 | officer: Ex. VP and Co-Gen Counsel |
Bernard Richard P | 0001354443 | Mar-07-2006 | officer: Ex. VP and Co-Gen Counsel |
Bernstein Dale B | 0001354444 | Mar-07-2006 | officer: Ex. VP Human Res. & Corp Ser. |
Woolard Edgar S Jr | 0001354461 | Mar-07-2006 | director |
Tutwiler Margaret D | 0001354463 | Mar-07-2006 | officer: Ex. VP of Comm. & Gov. Rel. |
Brown Ellyn L | 0001354531 | Mar-07-2006 | director |
Butte Amy S | 0001354540 | Mar-07-2006 | officer: Ex. VP of Strategy & Prod Dev |
McDonald James S | 0001354558 | Mar-07-2006 | director |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by NYSE Group, Inc.
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
40-APP/A | Document | Amendment to Applications under the Investment Company Act other than those reviewed by Office of Insurance Products Acc-no: 0001193125-20-312738 (40 Act) Size: KB |
Dec-08-2020 | 201375438 |
40-APP/A | Document | Amendment to Applications under the Investment Company Act other than those reviewed by Office of Insurance Products Acc-no: 0001193125-20-294906 (40 Act) Size: KB |
Nov-16-2020 | 201318032 |
40-APP | Document | Applications under the Investment Company Act other than those reviewed by Office of Insurance Products Acc-no: 0001193125-20-236378 (40 Act) Size: KB |
Aug-31-2020 | 201152495 |
40-APP/A | Document | Amendment to Applications under the Investment Company Act other than those reviewed by Office of Insurance Products Acc-no: 0001193125-19-270781 (40 Act) Size: KB |
Oct-21-2019 | 191159600 |
40-APP/A | Document | Amendment to Applications under the Investment Company Act other than those reviewed by Office of Insurance Products Acc-no: 0001193125-19-229383 (40 Act) Size: KB |
Aug-26-2019 | 191053341 |
40-APP/A | Document | Amendment to Applications under the Investment Company Act other than those reviewed by Office of Insurance Products Acc-no: 0001193125-19-203735 (40 Act) Size: KB |
Jul-26-2019 | 19977216 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000888002-08-000507 (34 Act) Size: KB |
Feb-14-2008 | 08608225 |
NO ACT | Document | Acc-no: 9999999997-07-026442 (34 Act) Size: KB | May-30-2007 | 07066855 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024238 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024237 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024236 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024235 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024234 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024233 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024232 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024231 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024230 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024229 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024228 ( Act) Size: 0 KB |
Apr-05-2007 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001181431-07-024227 ( Act) Size: 0 KB |
Apr-05-2007 |
Recent 20 filings. View all NYSE Group, Inc. filings
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