Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
WEIL JOHN D | 0000904314 | Aug-10-2009 | director, 10 percent owner |
PEERLESS SYSTEMS CORP | 0000897893 | Jul-30-2009 | 10 percent owner |
Leary Theodore Moreau Jr. | 0001461845 | Apr-13-2009 | director |
AMMIDON HOYT JR | 0001182274 | Dec-18-2008 | director |
TALON ASSET MANAGEMENT, LLC | 0001007614 | May-31-2008 | 10 percent owner |
Talon Opportunity Managers, L.L.C. | 0001312857 | May-31-2008 | 10 percent owner |
Talon Opportunity Partners, L.P. | 0001312859 | May-31-2008 | 10 percent owner |
SECOND CURVE CAPITAL LLC | 0001136704 | Mar-18-2008 | 10 percent owner |
BROWN THOMAS K | 0001378438 | Mar-18-2008 | 10 percent owner |
POTOMAC CAPITAL MANAGEMENT LLC | 0001233369 | Aug-27-2007 | 10 percent owner |
Riordan Aidan J | 0001410070 | May-24-2007 | director |
WOODBOURNE PARTNERS L P | 0001048869 | Jan-31-2007 | 10 percent owner |
FERTIG WILLIAM D | 0001227681 | Jan-25-2007 | 10 percent owner |
ROSEN MICHAEL S | 0001245878 | Jan-25-2007 | 10 percent owner |
Context Capital Management, LLC | 0001301396 | Jan-25-2007 | 10 percent owner |
Context Advantage Master Fund, L.P. | 0001389347 | Jan-25-2007 | 10 percent owner |
SILVER JACK | 0000922714 | Nov-30-2006 | 10 percent owner |
BILTON STUART D | 0001017629 | Nov-30-2006 | officer: CEO Aston Asset Mgmt LLC |
Anderson Kenneth C | 0001382875 | Nov-30-2006 | officer: President Aston Asset Mgmt LLC |
Dillenburg Gerald | 0001383152 | Nov-30-2006 | officer: CFO/CCO Aston Asset Mgmt LLC |
NISSWA MASTER FUND LTD. | 0001387810 | Nov-30-2006 | 10 percent owner |
Forth R Bradley | 0001347551 | Jan-25-2006 | officer: Executive VP; CFO; Secretary |
Foote Richard S | 0001347559 | Jan-25-2006 | director, 10 percent owner, officer: President/CEO |
Broad Hollow LLC | 0001347579 | Jan-25-2006 | 10 percent owner |
Cameron R Bruce | 0001347653 | Jan-25-2006 | director, 10 percent owner, officer: Chairman |
Appel Russell | 0001347678 | Jan-25-2006 | director |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by HIGHBURY FINANCIAL INC
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016794 ( Act) Size: 7 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016758 ( Act) Size: 3 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016757 ( Act) Size: 3 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016720 ( Act) Size: 11 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016719 ( Act) Size: 11 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016718 ( Act) Size: 11 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016717 ( Act) Size: 11 KB |
Apr-16-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016668 ( Act) Size: 6 KB |
Apr-15-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016667 ( Act) Size: 5 KB |
Apr-15-2010 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001140361-10-016665 ( Act) Size: 5 KB |
Apr-15-2010 | |
15-12G | Document | Notice of termination of registration of a class of securities under Section 12(g) Acc-no: 0001144204-10-020382 (34 Act) Size: 15 KB |
Apr-15-2010 | 10751482 |
8-K | Document | Current report filing Acc-no: 0001144204-10-020372 (34 Act) Size: 31 KB |
Apr-15-2010 | 10751467 |
8-K | Document | Current report filing Acc-no: 0001144204-10-020217 (34 Act) Size: 47 KB |
Apr-15-2010 | 10750522 |
8-K | Document | Current report filing Acc-no: 0001144204-10-016385 (34 Act) Size: 74 KB |
Mar-29-2010 | 10711568 |
10-K | Document | Annual report pursuant to section 13 and 15(d) Acc-no: 0001144204-10-015911 (34 Act) Size: 3388 KB |
Mar-26-2010 | 10707485 |
EFFECT | Document | Acc-no: 9999999995-10-000736 (33 Act) Size: 2 KB | Mar-16-2010 | 10687385 |
POS AM | Document | Post-effective amendment to a registration statement that is not immediately effective upon filing Acc-no: 0001144204-10-013469 (33 Act) Size: 73 KB |
Mar-15-2010 | 10681609 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000929638-10-000161 (34 Act) Size: 127 KB |
Feb-16-2010 | 10608338 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000935836-10-000040 (34 Act) Size: 166 KB |
Feb-05-2010 | 10576960 |
425 | Document | Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions Acc-no: 0001104659-10-003464 (34 Act) Size: 20 KB |
Jan-28-2010 | 10552267 |
Recent 20 filings. View all HIGHBURY FINANCIAL INC filings
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