RCS Capital Corp
- CIK: 0001568832
- EIN: 38-3894716
- Business address: 405 PARK AVENUE, NEW YORK, New York, 10022
About RCS Capital Corp
RCS Capital Corp (CIK: 0001568832) is an American company incorporated in the state of New York. Head office is located at 405 PARK AVENUE, NEW YORK, New York, 10022. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. RCS Capital Corp is a public company and trade via Over-The-Counter (OTC).Ownership
| Owner | Filings | Transaction Date | Type of Owner |
|---|---|---|---|
| SCHER BRADLEY E | 0001208097 | Jan-04-2016 | director |
| CONBOY MICHAEL WILLIAM | 0001504363 | Nov-08-2015 | director |
| Thebes Offshore Master Fund, LP | 0001649417 | Oct-07-2015 | 10 percent owner |
| ROWAN MARC J | 0001032681 | Aug-19-2015 | director |
| Civale Anthony | 0001356357 | Aug-19-2015 | director |
| Thebes Partners Offshore, Ltd. | 0001609548 | Aug-06-2015 | 10 percent owner |
| ROTH R LAWRENCE | 0001215176 | Apr-29-2015 | director |
| Grady John Henry | 0001488079 | Apr-29-2015 | officer: Chief Str. & Risk Off. |
| LCG HOLDINGS LLC | 0001270742 | Dec-24-2014 | 10 percent owner |
| Luxor Capital Group, LP | 0001316580 | Dec-24-2014 | 10 percent owner |
| LUXOR CAPITAL PARTNERS OFFSHORE LTD | 0001356913 | Dec-24-2014 | 10 percent owner |
| Luxor Capital Partners, LP | 0001393021 | Dec-24-2014 | 10 percent owner |
| LUXOR SPECTRUM OFFSHORE LTD | 0001434200 | Dec-24-2014 | 10 percent owner |
| Luxor Wavefront, LP | 0001479129 | Dec-24-2014 | 10 percent owner |
| NYGAARD BRIAN L | 0001207360 | Apr-29-2014 | officer: Chief Operating Officer |
| BROWN JEFFREY J | 0001245377 | Feb-10-2014 | director |
| Jones Brian D | 0001543232 | Dec-11-2013 | officer: CFO & Ass. Secretary |
| Wood Howell D | 0001595464 | Dec-11-2013 | director |
| AUERBACH MARK | 0001018007 | Jun-04-2013 | director |
| KAHANE WILLIAM M | 0001189690 | Jun-04-2013 | director, 10 percent owner, officer: Chief Executive Officer |
| SCHORSCH NICHOLAS S | 0001248577 | Jun-04-2013 | director, 10 percent owner, officer: Exe. Chairman of Board of Dir. |
| BLOCK BRIAN S | 0001284965 | Jun-04-2013 | director, 10 percent owner, officer: CFO & Ass. Secretary |
| McMillen Charles Thomas | 0001332108 | Jun-04-2013 | director |
| Weil Edward M Jr. | 0001490448 | Jun-04-2013 | director, 10 percent owner, officer: President, Treas & Secretary |
| Budko Peter M | 0001490654 | Jun-04-2013 | director, 10 percent owner, officer: Chief Investment Officer |
| RCAP Holdings, LLC | 0001578499 | Jun-04-2013 | 10 percent owner |
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Recent SEC Filings
Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by RCS Capital Corp
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 15-12B | Document | Notice of termination of registration of a class of securities under Section 12(b) Acc-no: 0001193125-16-603673 (34 Act) Size: KB |
May-26-2016 | 161677058 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-602119 (34 Act) Size: KB |
May-25-2016 | 161674418 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-577318 (34 Act) Size: KB |
May-04-2016 | 161618927 |
| RW | Document | Registration Withdrawal Request Acc-no: 0001193125-16-558515 (NE Act) Size: KB |
Apr-27-2016 | 161594323 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-529496 (34 Act) Size: KB |
Apr-04-2016 | 161551363 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-519725 (34 Act) Size: KB |
Mar-28-2016 | 161532610 |
| SC 13D/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001013594-16-000810 (34 Act) Size: KB |
Feb-17-2016 | 161433912 |
| 5 | Document | Annual statement of changes in beneficial ownership of securities Acc-no: 0001140361-16-053523 ( Act) Size: 0 KB |
Feb-16-2016 | |
| SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000899140-16-001182 (34 Act) Size: KB |
Feb-16-2016 | 161425413 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-460024 (34 Act) Size: KB |
Feb-11-2016 | 161412476 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-457702 (34 Act) Size: KB |
Feb-10-2016 | 161406487 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-450690 (34 Act) Size: KB |
Feb-04-2016 | 161388586 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-446179 (34 Act) Size: KB |
Feb-01-2016 | 161378030 |
| 8-K | Document | Current report filing Acc-no: 0001144204-16-076530 (34 Act) Size: KB |
Jan-22-2016 | 161354418 |
| 25-NSE | Document | Acc-no: 0000876661-16-000757 (34 Act) Size: KB | Jan-21-2016 | 161353424 |
| SC 13D/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001653325-16-000002 (34 Act) Size: KB |
Jan-11-2016 | 161336476 |
| SC 13D/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001653326-16-000002 (34 Act) Size: KB |
Jan-11-2016 | 161336316 |
| 8-K | Document | Current report filing Acc-no: 0001144204-16-074927 (34 Act) Size: KB |
Jan-08-2016 | 161334343 |
| 3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0001144204-16-074673 ( Act) Size: 0 KB |
Jan-07-2016 | |
| 8-K | Document | Current report filing Acc-no: 0001144204-16-074456 (34 Act) Size: KB |
Jan-06-2016 | 161327837 |
Recent 20 filings. View all RCS Capital Corp filings
Reviews
Pelisari
young lad who new his job ansered questions and new what was best for me.
Jean Bishop
Very good communication and delivery made within the timeframe I was advised of
Samuel Ejimofor
It's being easier working on the website. And I recommend, it's a great website
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Disclaimer: The information on the Service is provided with the understanding that the Company is not herein engaged in rendering legal, accounting, tax, or other professional advice and services. As such, it should not be used as a substitute for consultation with professional accounting, tax, legal or other competent advisers.
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