RCS Capital Corp
- CIK: 0001568832
- EIN: 38-3894716
- Business address: 405 PARK AVENUE, NEW YORK, New York, 10022
About RCS Capital Corp
RCS Capital Corp (CIK: 0001568832) is an American company incorporated in the state of New York. Head office is located at 405 PARK AVENUE, NEW YORK, New York, 10022. Work in the industry 6211 - (CF Office: Office of Finance) SECURITY BROKERS, DEALERS & FLOTATION COMPANIES. RCS Capital Corp is a public company and trade via Over-The-Counter (OTC).Ownership
| Owner | Filings | Transaction Date | Type of Owner |
|---|---|---|---|
| SCHER BRADLEY E | 0001208097 | Jan-04-2016 | director |
| CONBOY MICHAEL WILLIAM | 0001504363 | Nov-08-2015 | director |
| Thebes Offshore Master Fund, LP | 0001649417 | Oct-07-2015 | 10 percent owner |
| ROWAN MARC J | 0001032681 | Aug-19-2015 | director |
| Civale Anthony | 0001356357 | Aug-19-2015 | director |
| Thebes Partners Offshore, Ltd. | 0001609548 | Aug-06-2015 | 10 percent owner |
| ROTH R LAWRENCE | 0001215176 | Apr-29-2015 | director |
| Grady John Henry | 0001488079 | Apr-29-2015 | officer: Chief Str. & Risk Off. |
| LCG HOLDINGS LLC | 0001270742 | Dec-24-2014 | 10 percent owner |
| Luxor Capital Group, LP | 0001316580 | Dec-24-2014 | 10 percent owner |
| LUXOR CAPITAL PARTNERS OFFSHORE LTD | 0001356913 | Dec-24-2014 | 10 percent owner |
| Luxor Capital Partners, LP | 0001393021 | Dec-24-2014 | 10 percent owner |
| LUXOR SPECTRUM OFFSHORE LTD | 0001434200 | Dec-24-2014 | 10 percent owner |
| Luxor Wavefront, LP | 0001479129 | Dec-24-2014 | 10 percent owner |
| NYGAARD BRIAN L | 0001207360 | Apr-29-2014 | officer: Chief Operating Officer |
| BROWN JEFFREY J | 0001245377 | Feb-10-2014 | director |
| Jones Brian D | 0001543232 | Dec-11-2013 | officer: CFO & Ass. Secretary |
| Wood Howell D | 0001595464 | Dec-11-2013 | director |
| AUERBACH MARK | 0001018007 | Jun-04-2013 | director |
| KAHANE WILLIAM M | 0001189690 | Jun-04-2013 | director, 10 percent owner, officer: Chief Executive Officer |
| SCHORSCH NICHOLAS S | 0001248577 | Jun-04-2013 | director, 10 percent owner, officer: Exe. Chairman of Board of Dir. |
| BLOCK BRIAN S | 0001284965 | Jun-04-2013 | director, 10 percent owner, officer: CFO & Ass. Secretary |
| McMillen Charles Thomas | 0001332108 | Jun-04-2013 | director |
| Weil Edward M Jr. | 0001490448 | Jun-04-2013 | director, 10 percent owner, officer: President, Treas & Secretary |
| Budko Peter M | 0001490654 | Jun-04-2013 | director, 10 percent owner, officer: Chief Investment Officer |
| RCAP Holdings, LLC | 0001578499 | Jun-04-2013 | 10 percent owner |
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Recent SEC Filings
Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by RCS Capital Corp
| Filings | Format | Description | Filed/Effective | File/Film Number |
|---|---|---|---|---|
| 15-12B | Document | Notice of termination of registration of a class of securities under Section 12(b) Acc-no: 0001193125-16-603673 (34 Act) Size: 12 KB |
May-26-2016 | 161677058 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-602119 (34 Act) Size: 1007 KB |
May-25-2016 | 161674418 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-577318 (34 Act) Size: 457 KB |
May-04-2016 | 161618927 |
| RW | Document | Registration Withdrawal Request Acc-no: 0001193125-16-558515 (NE Act) Size: 5 KB |
Apr-27-2016 | 161594323 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-529496 (34 Act) Size: 459 KB |
Apr-04-2016 | 161551363 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-519725 (34 Act) Size: 33 KB |
Mar-28-2016 | 161532610 |
| SC 13D/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001013594-16-000810 (34 Act) Size: 228 KB |
Feb-17-2016 | 161433912 |
| 5 | Document | Annual statement of changes in beneficial ownership of securities Acc-no: 0001140361-16-053523 ( Act) Size: 38 KB |
Feb-16-2016 | |
| SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000899140-16-001182 (34 Act) Size: 178 KB |
Feb-16-2016 | 161425413 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-460024 (34 Act) Size: 589 KB |
Feb-11-2016 | 161412476 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-457702 (34 Act) Size: 13 KB |
Feb-10-2016 | 161406487 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-450690 (34 Act) Size: 233 KB |
Feb-04-2016 | 161388586 |
| 8-K | Document | Current report filing Acc-no: 0001193125-16-446179 (34 Act) Size: 45 KB |
Feb-01-2016 | 161378030 |
| 8-K | Document | Current report filing Acc-no: 0001144204-16-076530 (34 Act) Size: 16 KB |
Jan-22-2016 | 161354418 |
| 25-NSE | Document | Acc-no: 0000876661-16-000757 (34 Act) Size: 5 KB | Jan-21-2016 | 161353424 |
| SC 13D/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001653325-16-000002 (34 Act) Size: 32 KB |
Jan-11-2016 | 161336476 |
| SC 13D/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities Acc-no: 0001653326-16-000002 (34 Act) Size: 32 KB |
Jan-11-2016 | 161336316 |
| 8-K | Document | Current report filing Acc-no: 0001144204-16-074927 (34 Act) Size: 15 KB |
Jan-08-2016 | 161334343 |
| 3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0001144204-16-074673 ( Act) Size: 2 KB |
Jan-07-2016 | |
| 8-K | Document | Current report filing Acc-no: 0001144204-16-074456 (34 Act) Size: 535 KB |
Jan-06-2016 | 161327837 |
Recent 20 filings. View all RCS Capital Corp filings
Reviews
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