Owner | Filings | Transaction Date | Type of Owner |
---|---|---|---|
Crowe Dean Christopher | 0001650884 | May-03-2021 | officer: President |
David Richards | 0001659165 | May-03-2021 | officer: COO and Chief Credit Officer |
Liao Howard | 0001861729 | May-03-2021 | officer: CEO & Chief Investment Officer |
Kravitz Peter | 0001845795 | Feb-09-2021 | director |
Taube Brook | 0001510194 | Jan-19-2021 | director, 10 percent owner, officer: Co-CEO and CIO |
Sandy Point LLC | 0001839803 | Jan-19-2021 | 10 percent owner |
Freedom 2021 LLC | 0001841322 | Jan-18-2021 | 10 percent owner |
Taube Seth | 0001510195 | Jan-17-2021 | director, 10 percent owner, officer: Co-CEO and CIO |
Taube Angelic Diaz | 0001839324 | Jan-17-2021 | 10 percent owner |
Dyett John | 0001610631 | Aug-11-2020 | director |
JAM Managers, LLC | 0001760887 | Dec-27-2018 | 10 percent owner |
JAM PARTNERS, L.P. | 0000944774 | Oct-18-2018 | 10 percent owner |
JACOBS SY | 0001166408 | Oct-18-2018 | 10 percent owner |
JACOBS ASSET MANAGEMENT, LLC | 0001351063 | Oct-18-2018 | 10 percent owner |
Rounsaville Guy JR | 0001510317 | May-10-2017 | director |
LEEDS JEFFREY T | 0001245798 | Mar-17-2017 | director |
Ryan Philip K | 0001620006 | Mar-17-2017 | director |
Eaton James George | 0001701358 | Mar-17-2017 | director |
Allorto Richard T JR | 0001395260 | Feb-22-2017 | officer: Chief Financial Officer |
Fredericks John D. | 0001599314 | Feb-22-2017 | officer: General Counsel and Secretary |
AMERICAN FINANCIAL GROUP INC | 0001042046 | May-12-2016 | 10 percent owner |
Mangrove Partners Fund, L.P. | 0001486623 | Sep-21-2015 | 10 percent owner |
MANGROVE CAPITAL | 0001535391 | Sep-21-2015 | 10 percent owner |
MANGROVE PARTNERS | 0001535392 | Sep-21-2015 | 10 percent owner |
AUGUST NATHANIEL H. | 0001535393 | Sep-21-2015 | 10 percent owner |
Mangrove Partners Master Fund, Ltd. | 0001569227 | Sep-21-2015 | 10 percent owner |
Mangrove Partners Fund (Cayman), Ltd. | 0001569229 | Sep-21-2015 | 10 percent owner |
Tonkel Jeffrey B. | 0001601895 | Sep-24-2014 | director, officer: President |
Seth & Angie Taube Trust | 0001840351 | Sep-24-2014 | 10 percent owner |
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Includes all SEC registration details as well as a list of all documents (S-1, Prospectus, Current Reports, 8-K, 10K, Annual Reports) filed by MEDLEY MANAGEMENT INC.
Filings | Format | Description | Filed/Effective | File/Film Number |
---|---|---|---|---|
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0000892251-22-000004 (34 Act) Size: KB |
Jan-20-2022 | 22542167 |
8-K | Document | Current report filing Acc-no: 0001437749-21-021957 (34 Act) Size: KB |
Sep-13-2021 | 211248616 |
25-NSE | Document | Acc-no: 0000876661-21-001112 (34 Act) Size: KB | Jul-23-2021 | 211110401 |
8-K | Document | Current report filing Acc-no: 0001437749-21-016855 (34 Act) Size: KB |
Jul-13-2021 | 211088519 |
8-K | Document | Current report filing Acc-no: 0001213900-21-036002 (34 Act) Size: KB |
Jul-07-2021 | 211078048 |
8-K | Document | Current report filing Acc-no: 0001437749-21-015574 (34 Act) Size: KB |
Jun-24-2021 | 211043649 |
8-K | Document | Current report filing Acc-no: 0001437749-21-014011 (34 Act) Size: KB |
Jun-03-2021 | 21991139 |
SC 13G/A | Document | Amendment to Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions Acc-no: 0001213900-21-030346 (34 Act) Size: KB |
Jun-02-2021 | 21986713 |
8-K | Document | Current report filing Acc-no: 0001437749-21-013789 (34 Act) Size: KB |
Jun-01-2021 | 21983125 |
8-K | Document | Current report filing Acc-no: 0001437749-21-013619 (34 Act) Size: KB |
May-28-2021 | 21976157 |
NT 10-Q | Document | Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB Acc-no: 0001437749-21-012552 (34 Act) Size: KB |
May-17-2021 | 21931948 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001474506-21-000109 ( Act) Size: 0 KB |
May-14-2021 | |
3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0000905718-21-000671 ( Act) Size: 0 KB |
May-13-2021 | |
3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0000905718-21-000669 ( Act) Size: 0 KB |
May-13-2021 | |
3 | Document | Initial statement of beneficial ownership of securities Acc-no: 0000905718-21-000667 ( Act) Size: 0 KB |
May-13-2021 | |
8-K | Document | Current report filing Acc-no: 0001213900-21-026130 (34 Act) Size: KB |
May-13-2021 | 21920571 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001474506-21-000108 ( Act) Size: 0 KB |
May-13-2021 | |
10-K/A | Document | Amendment to Annual report pursuant to section 13 and 15(d) Acc-no: 0001437749-21-010489 (34 Act) Size: KB |
Apr-30-2021 | 21879590 |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001474506-21-000072 ( Act) Size: 0 KB |
Apr-27-2021 | |
4 | Document | Statement of changes in beneficial ownership of securities Acc-no: 0001474506-21-000071 ( Act) Size: 0 KB |
Apr-26-2021 |
Recent 20 filings. View all MEDLEY MANAGEMENT INC. filings
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