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SEC Press Releases
Home
SEC Press Releases
04
Apr
SEC’s OMWI FY 2022 Annual Report Highlights the Agency’s Diversity, Equity, and Inclusion Initiatives and Progress
SEC Press Releases
75
62
4224
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04
Apr
SEC Charges Founder of Frank with Fraud in Connection with $175 million Sale of Student Loan Assistance Company
SEC Press Releases
43
28
3950
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04
Apr
SEC Charges Merrill Lynch for Failing to Disclose Foreign Exchange Fees to Clients
SEC Press Releases
23
86
3415
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04
Apr
SEC Charges Chatham Asset Management and Founder Anthony Melchiorre for Improper Fixed Income Securities Trading
SEC Press Releases
38
81
4093
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03
Apr
SEC to Highlight Free Investor Education Resources During Financial Capability Month
SEC Press Releases
97
39
4792
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01
Apr
Mark Reinhold Named SEC Chief Human Capital Officer
SEC Press Releases
73
99
2687
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01
Apr
SEC Charges Three Executives at U.S. Navy Shipbuilder Austal USA with Accounting Fraud
SEC Press Releases
66
59
3671
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31
Mar
SEC Awards More Than $12 Million to Two Whistleblowers
SEC Press Releases
73
91
2256
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31
Mar
SEC to Host Municipal Securities Disclosure Conference
SEC Press Releases
43
50
2393
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31
Mar
SEC Charges Hedge Fund Trader and Broker-Dealer Partner in Multi-Million Dollar SPAC Insider Trading Scheme
SEC Press Releases
58
87
3807
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30
Mar
SEC Charges Private Fund Auditor and Audit Engagement Partner with Improper Professional Conduct
SEC Press Releases
24
57
1243
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29
Mar
SEC Charges Crypto Trading Platform Beaxy and its Executives for Operating an Unregistered Exchange, Broker, and Clearing Agency
SEC Press Releases
43
30
4486
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29
Mar
Brazilian Mining Company to Pay $55.9 Million to Settle Charges Related to Misleading Disclosures Prior to Deadly Dam Collapse
SEC Press Releases
29
48
1937
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28
Mar
SEC Obtains Emergency Relief Against Long Island Investment Adviser and Firm Charged with Fraud
SEC Press Releases
44
82
2732
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23
Mar
SEC Charges Three Sales Agents at StraightPath Venture Partners With Fraud and Unregistered Broker Activity
SEC Press Releases
38
87
3389
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23
Mar
SEC Charges Financial Adviser for Misappropriating More Than $1 Million From Current, Former NBA Players
SEC Press Releases
98
94
4594
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23
Mar
SEC Charges Crypto Entrepreneur Justin Sun and his Companies for Fraud and Other Securities Law Violations
SEC Press Releases
79
26
4832
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22
Mar
SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934
SEC Press Releases
46
51
2379
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