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SEC Press Releases

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06Jan

SEC Charges Former BlackRock Portfolio Manager with Undisclosed Conflict of Interest

SEC Press Releases  96 45 3259

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05Jan

SEC Charges Creator of CoinDeal Crypto Scheme and Seven Others in Connection with $45 Million Fraud

SEC Press Releases  63 22 2019

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04Jan

SEC Charges Former SPAC CFO for Orchestrating $5 Million Fraud Scheme

SEC Press Releases  82 35 1088

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28Dec

Antonia Apps Named Director of New York Regional Office

SEC Press Releases  58 84 3352

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23Dec

SEC Approves the 2023 Public Company Accounting Oversight Board Budget and Accounting Support Fee

SEC Press Releases  60 88 2233

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22Dec

SEC Announces Departure of Dan Berkovitz; Megan Barbero Named General Counsel

SEC Press Releases  98 76 3304

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22Dec

SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors in Crypto Asset Trading Platform FTX

SEC Press Releases  25 99 1358

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21Dec

Sarah ten Siethoff Named Deputy Director of the Division of Investment Management

SEC Press Releases  36 39 2914

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21Dec

SEC Charges Former CEO of Biotech Company CytoDyn with Fraud, Insider Trading

SEC Press Releases  34 44 4856

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20Dec

SEC Awards More Than $37 Million to Whistleblower

SEC Press Releases  92 31 4471

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20Dec

SEC Charges Honeywell with Bribery Schemes in Algeria and Brazil

SEC Press Releases  60 34 3570

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16Dec

SEC Small Business Advocacy Office Releases Annual Report on Capital Raising

SEC Press Releases  32 73 2598

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15Dec

SEC Charges Financial Services Professional and Associate in $47 Million Front-Running Scheme

SEC Press Releases  21 80 4329

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15Dec

SEC Charges Four Individuals in Crypto Pyramid Scheme that Targeted Spanish-Speaking Communities

SEC Press Releases  58 99 4216

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15Dec

SEC Proposes Regulation Best Execution

SEC Press Releases  59 82 4162

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15Dec

SEC Proposes Rule to Enhance Competition for Individual Investor Order Execution

SEC Press Releases  38 25 2741

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15Dec

SEC Proposes Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders

SEC Press Releases  31 25 1025

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15Dec

SEC Proposes Amendments to Enhance Disclosure of Order Execution Information

SEC Press Releases  95 62 2320

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