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SEC Press Releases

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06Jan

SEC Charges Former BlackRock Portfolio Manager with Undisclosed Conflict of Interest

SEC Press Releases  73 49 4902

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05Jan

SEC Charges Creator of CoinDeal Crypto Scheme and Seven Others in Connection with $45 Million Fraud

SEC Press Releases  89 94 4161

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04Jan

SEC Charges Former SPAC CFO for Orchestrating $5 Million Fraud Scheme

SEC Press Releases  95 24 2151

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28Dec

Antonia Apps Named Director of New York Regional Office

SEC Press Releases  68 22 1848

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23Dec

SEC Approves the 2023 Public Company Accounting Oversight Board Budget and Accounting Support Fee

SEC Press Releases  55 67 3167

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22Dec

SEC Announces Departure of Dan Berkovitz; Megan Barbero Named General Counsel

SEC Press Releases  81 90 1529

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22Dec

SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors in Crypto Asset Trading Platform FTX

SEC Press Releases  95 99 3468

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21Dec

Sarah ten Siethoff Named Deputy Director of the Division of Investment Management

SEC Press Releases  61 82 3454

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21Dec

SEC Charges Former CEO of Biotech Company CytoDyn with Fraud, Insider Trading

SEC Press Releases  76 48 3416

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20Dec

SEC Awards More Than $37 Million to Whistleblower

SEC Press Releases  37 60 4850

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20Dec

SEC Charges Honeywell with Bribery Schemes in Algeria and Brazil

SEC Press Releases  78 30 1934

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16Dec

SEC Small Business Advocacy Office Releases Annual Report on Capital Raising

SEC Press Releases  76 40 4996

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15Dec

SEC Charges Financial Services Professional and Associate in $47 Million Front-Running Scheme

SEC Press Releases  66 39 2834

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15Dec

SEC Charges Four Individuals in Crypto Pyramid Scheme that Targeted Spanish-Speaking Communities

SEC Press Releases  89 26 1729

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15Dec

SEC Proposes Regulation Best Execution

SEC Press Releases  20 39 4424

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15Dec

SEC Proposes Rule to Enhance Competition for Individual Investor Order Execution

SEC Press Releases  87 93 1043

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15Dec

SEC Proposes Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders

SEC Press Releases  21 77 2358

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15Dec

SEC Proposes Amendments to Enhance Disclosure of Order Execution Information

SEC Press Releases  52 70 3438

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