SEC Press Releases

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15Dec

SEC Adopts Amendments to Modernize Rule 10b5-1 Insider Trading Plans and Related Disclosures

SEC Press Releases  77 87 3226

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14Dec

SEC Charges Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and Twitter

SEC Press Releases  77 25 1559

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14Dec

SEC Charges Danske Bank with Fraud for Misleading Investors about Its Anti-Money Laundering Compliance Failures in Estonia

SEC Press Releases  92 96 3164

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13Dec

SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX

SEC Press Releases  37 50 2826

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13Dec

SEC Awards More Than $20 Million to Whistleblower

SEC Press Releases  35 85 1983

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08Dec

SEC Charges Vika Ventures and its CEO in $6 Million Fraudulent Offering

SEC Press Releases  95 93 4245

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07Dec

SEC Reopens Comment Period for Proposed Rule on Share Repurchase Disclosure Modernization

SEC Press Releases  48 82 1143

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06Dec

AT&T Settles SEC Charge of Selectively Disclosing Material Information to Wall St. Analysts

SEC Press Releases  82 80 2472

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04Dec

ABB Settles SEC Charges that it Engaged in Bribery Scheme in South Africa

SEC Press Releases  51 68 4258

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02Dec

SEC Investor Advisory Committee to Discuss Investor Account Statements, Corporate Tax Transparency, and Single-Stock ETFs on Dec 8

SEC Press Releases  44 24 3679

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01Dec

Fort Worth Regional Director David L. Peavler to Leave SEC

SEC Press Releases  78 52 1949

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28Nov

SEC Awards $20 Million to Whistleblower

SEC Press Releases  44 50 4772

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24Nov

SEC Publishes FY22-26 Strategic Plan

SEC Press Releases  96 99 2634

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23Nov

SEC Charges Goldman Sachs Asset Management for Failing to Follow its Policies and Procedures Involving ESG Investments

SEC Press Releases  22 95 4150

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19Nov

SEC Seeks to Stop the Registration of Misleading Crypto Asset Offerings

SEC Press Releases  86 87 4552

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18Nov

SEC Charges Unregistered Brokers that Facilitated more than $1.2 Billion in Primarily Penny Stock Trades

SEC Press Releases  44 59 3653

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15Nov

SEC Announces Enforcement Results for FY22

SEC Press Releases  31 73 4992

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15Nov

SEC Charges S&P Global Ratings with Conflict of Interest Violations

SEC Press Releases  98 53 4323

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